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February 9, 2010
Filing reveals Chinese wealth fund’s exposure
...Chinese sovereign wealth fund, is using exchange-traded funds to take positions on...according to a filing with the US Securities and Exchange Commission.The filing showed that CIC’s largest...Stanley, asset manager BlackRock and Visa, the credit card company.About... By Henny Sender in New York
February 9, 2010
Filing reveals Chinese wealth fund's exposure
...Chinese sovereign wealth fund, is using exchange-traded funds to take positions on...according to a filing with the US Securities and Exchange Commission.The filing showed that CIC's largest...Stanley, asset manager BlackRock and Visa, the credit card company.About... By Henny Sender in New York
February 7, 2010
BofA seeks new SEC settlement
...on Monday to learn if its settlement with the Securities and Exchange Commission will be approved by a judge who rejected an earlier deal.Just because the Securities and Exchange Commission has struck a deal with Bank of America to settle... By Greg Farrell in New York
February 8, 2010
BofA seeks new SEC settlement
...learn if its settlement with the Securities and Exchange Commission will be approved by a judge who rejected...rubberstamp a similar deal between the SEC and BofA, US district judge Jed Rakoff...his ruling, the judge asked the commission how it came up with that number, and questioned the fairness behind letting... By Greg Farrell in New York
February 8, 2010
BofA seeks new SEC settlement
...learn if its settlement with the Securities and Exchange Commission will be approved by a judge who rejected...rubberstamp a similar deal between the SEC and BofA, US district judge Jed Rakoff...his ruling, the judge asked the commission how it came up with that number, and questioned the fairness behind letting... By Greg Farrell in New York
2:00am
UK's financial services regulator quits
...His intellectual rigour, creativity and expertise have served the markets well and helped us address regulatory concerns...said Mary Schapiro, who chairs the US Securities and Exchange Commission.Uncertainty about the FSA's future... By Brooke Masters, Patrick Jenkins and Nicholas Timmins,in London
2:00am
Sants resigns from FSA but Tories open the door to a future role
...it difficult to recruit a successor and could reduce Britain's influence...Slaughter & May.If the Tories win and push forward with their reform plans...Mary Schapiro, chairman of the US Securities and Exchange Commission, said: "Hector was a very important... By Brooke Masters, George Parker, Patrick Jenkins and,Nick Timmins
10:01am
Sants resignation leaves confusion at FSA
...Slaughter & May.If the Tories win and push forward with their reform...time in the evolution of the UK and US capital markets,” said Mary Schapiro, chairman of the US Securities and Exchange Commission., saying he had helped further... By Brooke Masters, George Parker, Patrick Jenkins and Nick Timmins
February 3, 2010
SEC loses complaint against Madoff broker
...dismissed a civil complaint by the US Securities and Exchange Commission against a New York broker it accused...SEC alleged last June that Cohmad Securities Corporation, a registered broker dealer, and three of its top employees, ignored... By Alan Rappeport in New York
February 3, 2010
SEC loses complaint against broker linked to Madoff
...dismissed a civil complaint by the US Securities and Exchange Commission against a New York broker it accused...SEC alleged last June that Cohmad Securities -Corporation, a registered broker dealer, and three of its top employees, ignored... By Alan Rappeport in New York