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Showing results for Securities & Exchange Commission v. GE Invision Inc.
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...First, the US Securities and Exchange Commission has asked a judge to find Tesla chief executive Elon Musk in contempt of court for tweeting without the approval of a lawyer. Read more here....
...Musk mocks SEC Elon Musk mocked the Securities and Exchange Commission in a tweet just days after he agreed a settlement that required Tesla to exercise greater oversight of his Twitter account....
...The US Securities and Exchange Commission decided Elon Musk was vital to the success of Tesla, requiring him to renounce the chairmanship as part of a deal over governance and disclosure failings, but letting...
...Commission....
...Job Moves Morgan Stanley has named Mary Schapiro, the former head of the US Securities and Exchange Commission, to its board starting July 1....
...Both resources could be scarce for Zion Oil & Gas at the moment, given what appears to ongoing Securities and Exchange Commission enforcement proceedings related to the company, as we recently reported...
...The Securities and Exchange Commission has also taken an interest....
...GE reveals watchdog probe over accounting practices General Electric revealed it is under investigation by the Securities and Exchange Commission over its accounting practices, writes Ed Crooks....
...GE paid more than $23m in 2010 to settle Securities and Exchange Commission charges that it had paid kickbacks for health ministry contracts under the oil-for-food programme....
...In 1982, however, the US Securities and Exchange Commission outlined a legal “safe harbour” for buybacks....
...The verdict could rest on whether Jay Clayton, the Securities and Exchange Commission chairman appointed by President Donald Trump in June, is able to cast a vote....
...The money comes in little bips on every order that goes through exchanges and companies such as Citadel Execution Services, KCG, UBS Securities or Two Sigma, which execute the buy or sell orders directed...
...Exchanges, business groups and the leadership of the Securities and Exchange Commission have decried the trend and are seeking ways to encourage listings....
...Before that, Blass held senior roles at the Securities and Exchange Commission....
...Leon Cooperman, chief executive of Omega Advisors, who is facing civil insider trading charges from the Securities and Exchange Commission, has told investors that prosecutors were waiting for the Salman...
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...More than 60 per cent of its users live in the top 10 advertising markets, its filing to the Securities and Exchange Commission said....
...● The Securities and Exchange Commission has appointed Dabney O’Riordan as co-chief of its asset management unit....
...Ms Riewe was previously co-chief of the asset management unit at the Securities and Exchange Commission’s enforcement division....
...The US Securities and Exchange Commission is planning to consult investors this summer on whether large companies should be forced to disclose how long their auditors have been in place, according to Joseph...
...and Exchange Commission head Mary Jo White....
...The council said it would keep an eye on the new money market fund reform rules approved by the Securities and Exchange Commission in July, which includes potential temporary suspensions on redemptions,...
...Since the Financial Crisis, the Securities and Exchange Commission has been criticized for not holding senior executives accountable for corporate wrongdoing....
...An administrative trial judge with the US Securities and Exchange Commission ruled this week that the four joint ventures – Ernst & Young Hua Ming, KPMG Huazhen, Deloitte Touche Tohmatsu and PwC Zhong Tian...
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