Hints and tips:
...The US Securities and Exchange Commission issued subpoenas to OpenAI executives in November as part of an investigation into whether Altman had misled its investors, according to people familiar with the...
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Apollo has previously settled charges with the Securities and Exchange Commission that it failed to properly monitor Rashid....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...and Futures Commission and the Hong Kong Exchange and Clearing, the deputy chief executive of Hong Kong’s de facto central bank and the head of HSBC in Hong Kong....
...the US Securities and Exchange Commission....
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...They were there — some in person, some digitally — to talk to regulators including Fang Xinghai from the China Securities Regulatory Commission about their outlook for China’s economy and how to make it...
...He replaces Adel Al-Saleh as DT’s representative. Smart reads Spac attack Last week the US Securities and Exchange Commission announced new rules for special purpose acquisition companies....
...Asset management firm Grayscale, which holds roughly $17bn in bitcoin, won a landmark case against the Securities and Exchange Commission when a Washington DC court ruled that the regulator was wrong to...
...Prominent tech investors have flocked to the kingdom, sometimes with personal invites from Yasir al-Rumayyan, governor of Saudi Arabia’s $620bn sovereign wealth fund....
...Specialised buyout groups such as Thoma Bravo and Vista Equity Partners have in recent months turned to private lenders and large equity backers such as sovereign wealth funds to assemble financing packages...
...A small windfall for FTX: the bankrupt exchange has agreed to sell its futures and clearing business LedgerX LLC to stock and derivatives exchange MIAX for $50mn....
...The Securities and Exchange Commission, the main US markets watchdog, has proposed the most sweeping overhaul of stock trading in almost two decades in an effort to improve prices and transparency for small...
...This week, the Securities and Exchange Commission has ruled against Pfizer and Johnson & Johnson, meaning the patent fight will go before shareholders for a vote at the companies’ annual meetings....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...But probes by Brazil’s Securities Commission, known as the CVM, could take months if not years, as the agency grapples with steep budget cuts....
...SBF’s fraud began the day it was launched, the US Securities and Exchange Commission said in separate civil charges against the former FTX boss....
...On Wednesday the Commodity Futures Trading Commission hosted an industry roundtable to discuss FTX’s proposal for a new derivatives risk management framework....
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...Other members of that group include leading insurance companies Aviva, Zurich and Munich Re, as well as several large pension funds and wealth managers....
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...And in September, the Securities and Exchange Commission’s asset management committee recommended allowing retail investors to invest in private fund strategies, Seivert said — potentially enabling wealth...
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