Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...That doesn’t mean rejoining, but taking practical steps outside institutional membership to deepen ties on climate, security, science (we have done Horizon) and perhaps most importantly the freedom for young...
...And that, as some executives told me, presents a conundrum for large companies, since the Securities and Exchange Commission has backed away from the idea of making Scope 3 reporting mandatory on a federal...
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Regulation: The US Securities and Exchange Commission will vote on proposals including a new rule on cyber security risk management for the likes of broker-dealers, clearing agencies and investment advisers...
...The entrepreneur also faces a civil suit from the Securities and Exchange Commission....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...But probes by Brazil’s Securities Commission, known as the CVM, could take months if not years, as the agency grapples with steep budget cuts....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...For example, crypto companies are lobbying to ensure cryptocurrencies are regulated by the Commodity Futures Trading Commission, which regulates derivatives, rather than the more hawkish Securities and Exchange...
...The Securities and Exchange Commission, America’s financial regulator, served notice that there is a tougher sheriff in town this week....
...In December, JPMorgan Chase agreed to pay $200mn in fines to the US Securities and Exchange Commission and the Commodity Futures Trading Commission for failing to keep records of staff communications on...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...“With rumours of 45bn barrels of reserves, everybody wanted a piece of the cake, and companies were fighting hard,” said Alan Mohtadi, who heads T&S Consulting Energy and Security, which advises companies...
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...in the fields of foreign and security policy....
...A similar logic appears to be at work inside the US Securities and Exchange Commission, where chair Gary Gensler has started a YouTube show....
...(NPR) Opinion: There is still work to be done cracking down on methane and other superpollutants (Bledsoe et al, NYT)...
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
...The US Securities and Exchange Commission has named Erik Gerding as its deputy director of legal and regulatory policy within its corporate finance division....
...(FT) Spac secrets Billionaires are coming up with increasingly imaginative — and perfectly legal — manoeuvres to get rich quick as the Securities and Exchange Commission struggles to get a grip on the boisterous...
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