Hints and tips:
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...The US Securities and Exchange Commission has imposed sanctions on 13 financial institutions over the sale of Puerto Rico junk bonds that violated a rule designed to protect retail investors....
...The chain said that the US Securities and Exchange Commission had begun an investigation into an allegation by a former employee that it “improperly allocated” some technology expenses between its digital...
...First, a 5 per cent gross spread of IPO proceeds are split equally between FBS and Stifel Nicolaus, who serves as “qualified independent underwriter”....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...Asset managers sold off Tuesday on reports that the Securities and Exchange Commission was close to issuing proposals for the regulation of the US money-market fund industry....
...With the Securities and Exchange Commission fraud case against the bank settled, for a relatively modest $550m last summer, Goldman feels under far less political scrutiny these days....
...Goldman Sachs was 3 per cent higher to $149.50 as the bank, currently being investigated on fraud charges filed by the US Securities and Exchange Commission, said it was planning to change some of its practices...
...Securities and Exchange Commission (“SEC”). Motorola will distribute an information statement to shareholders following completion of the SEC’s review of the Form 10....
...The index compiled by Bloomberg of stocks placed on the Securities and Exchange Commission’s short-ban list fell 8.3 per cent. Regulators were due to to lift the ban after tomorrow’s session....
...The Securities and Exchange Commission, for its part, is investigating whether Bear Stearns and other hedge fund managers were forthright about disclosing the rapidly declining value of their holdings....
International Edition