Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Wall was detained this month by authorities in the UAE, the people said, as he was in the process of working out a plan to stabilise Brooge after the fraud charges from the US Securities and Exchange Commission...
...In June the Securities and Exchange Commission charged the exchange with offering unregistered securities and operating an unregistered broker, national securities exchange and clearing agency....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...Regulators must quickly find a way to manage risks posed to financial stability by the concentration of power in artificial intelligence platforms, the chair of the US Securities and Exchange Commission...
...“The voluntary carbon markets are by no means the primary means of reducing or removing greenhouse gas emissions,” says former Securities and Exchange Commission commissioner Annette Nazareth, who chairs...
...For example, crypto companies are lobbying to ensure cryptocurrencies are regulated by the Commodity Futures Trading Commission, which regulates derivatives, rather than the more hawkish Securities and Exchange...
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...Trym Riksen, head of portfolio management at the Norwegian pension advisory service Gabler AS, said institutional investors were starting to take sustainability issues related to securities more seriously...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...Coinbase promises more crypto transparencyCryptocurrency exchange Coinbase has promised it will be “even more transparent” about the holdings of its investment arm after FT analysis highlighted potential...
...And the war in Ukraine is also changing the discourse when it comes to the classification of green investments, with a new possible category, amber, put forward by an advisory group of the commission....
...Allison Herren Lee, interim chair of the Securities and Exchange Commission, on Monday said that questions of climate and ESG were now “key to investors” and “front and centre” for the regulator....
...and Exchange Commission....
...Rather, the furore around GameStop reflects a fundamental shift in the American economy from one in which prosperity was based on secure employment and income growth, to one in which companies and many consumers...
...Bailey has served on the boards of LCH Group and the London Stock Exchange Group....
...CrowdStrike Sector: cyber security / HQ: Sunnyvale, us Demand for CrowdStrike’s cyber security software has boomed as companies set up remote workforces and accelerated plans to move data to the cloud....
...and Exchange Commission in 2013....
...Meet the man taking on corporate America When the Securities and Exchange Commission chairman Jay Clayton appeared before the Senate Banking Committee in December, he was accused of being a “mouthpiece”...
...A version of a basic income scheme and/or universal basic services, could underpin this process of change and provide enough material security to unleash a huge amount of entrepreneurialism and creativity...
...(FT) Broker battles A heated debate over broker fees between stock exchanges and the Securities and Exchange Commission has turned into a full-blown war that has roped in most of Wall Street....
...Asked for comment, Google pointed the Nikkei Asian Review to a blog post from July, which highlighted the various security measures the company had undertaken in India to secure transactions over Google...
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
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