Hints and tips:
...But in a case called Gustafson v....
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...And further growth now appears likely, with BlackRock — the world’s largest asset manager — recently filing plans with the US Securities and Exchange Commission to launch its first two buffer funds....
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...But while the FTX chief was suggesting better ways to de-risk financial transactions, his is just the kind of crypto business that Gary Gensler, chair of the Securities and Exchange Commission, is targeting...
...In December, JPMorgan Chase agreed to pay $200mn in fines to the US Securities and Exchange Commission and the Commodity Futures Trading Commission for failing to keep records of staff communications on...
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...Microsoft Exchange Server compromise to Beijing....
...A similar logic appears to be at work inside the US Securities and Exchange Commission, where chair Gary Gensler has started a YouTube show....
...Former chair of the US Securities and Exchange Commission Jay Clayton has replaced Black as chair, bringing several new independent directors in tow....
...Its strongest backers, including the French, see the agency as the embryo of a future EU capital markets supervisor in the mould of the US Securities and Exchange Commission....
...(FT) The day ahead Confirmation hearings President Joe Biden’s choices to run the Securities and Exchange Commission and Consumer Financial Protection Bureau — Gary Gensler and Rohit Chopra, respectively...
...Former Securities and Exchange Commission chair Jay Clayton will become non-executive chairman, a role that Apollo had previously indicated that Black intended to keep....
...Tehran is struggling to convince Iranians to take Russia’s Sputnik V jab. The west should heed Moscow and Beijing’s use of vaccines to court poorer nations, writes Anne-Sylvaine Chassany....
...The test is founded on a 1983 decision by the Supreme Court in Dirks v SEC, where the justices cleared a securities analyst because he had not been motivated by a personal benefit when he discussed information...
...She has made audioguides for Tate and, on Tate Modern’s invitation, ran a tour of the latest Turbine Hall commission, an anti-slavery installation by American artist Kara Walker....
...For the Securities Exchange Commission (SEC)’s Hester Peirce, a commissioner at the US financial regulator with libertarian leanings, it appears to be the former. Ms....
...As of February this year, 156 Chinese companies with a total market capitalisation of $1.2tn were listed on the biggest US stock exchanges, according to the US-China Economic and Security Review Commission...
...and Exchange Commission alleged....
...For instance, the US Federal Reserve has relaxed some bank liquidity requirements while the Securities and Exchange Commission has waived some requirements on recording traders’ calls....
...Meet the man taking on corporate America When the Securities and Exchange Commission chairman Jay Clayton appeared before the Senate Banking Committee in December, he was accused of being a “mouthpiece”...
...Tesla, meanwhile, is under fresh investigation by the US Securities and Exchange Commission after it announced a $2.3bn fundraising through an issue of new shares....
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