Hints and tips:
...and Security Review Commission....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...The Securities and Exchange Commission has approved the first spot bitcoin exchange traded funds in a watershed moment that cryptocurrency enthusiasts are betting will draw new retail and institutional investors...
...Over time, Abrdn hopes to reap “substantial revenue” by giving clients access to its funds in tokenised form as well as assets that are less easily tradeable such as private debt, private equity and buildings...
...Some of the same banks are issuing stronger warnings in US listings, where the Securities and Exchange Commission has called for “more specific and prominent” disclosure of China risks....
...The US Securities and Exchange Commission’s decision last month to adopt sweeping new rules for the private fund industry is prompting some smaller fund managers to look for their first full-time general...
...Smart reads The FTC makes its case Private equity roll-ups can have serious consequences for consumers, workers and businesses, Federal Trade Commission chair Lina Khan argues in an FT op-ed....
...He replaces Adel Al-Saleh as DT’s representative. Smart reads Spac attack Last week the US Securities and Exchange Commission announced new rules for special purpose acquisition companies....
...After Musk tweeted he had “funding secured” to take Tesla private in 2018 — prompting the US Securities Exchange Commission to charge him with securities fraud — the board tried to curtail his use of the...
...The thing is, occupancy of Brookfield’s core office property portfolio as defined in BPY filings to the Securities and Exchange Commission is not 96 per cent. At the end of June, it was 86 per cent....
...The New York-based fund agreed to pay $413mn to US authorities in 2016 to settle the charges and Och himself paid $2.2mn to settle record-keeping violations with the Securities and Exchange Commission....
...One scoop to start: Hedge funds and other parts of the shadow banking system should face greater scrutiny after last month’s sharp move in US Treasuries, according to the Securities and Exchange Commission...
...managers, service providers and regulators including Asian Development Bank, The Stock Exchange of Thailand (SET), Allianz Global Investors and many more....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...ISS and Glass Lewis control about 97 per cent of the market share for voting advice, the US Securities and Exchange Commission said in 2019....
...As its share price plunged, a bitter fight broke out between Americanas — long controlled by private equity firm 3G Capital’s billionaire founders Jorge Paulo Lemann, Marcel Telles and Carlos Alberto Sicupira...
...SBF’s fraud began the day it was launched, the US Securities and Exchange Commission said in separate civil charges against the former FTX boss....
...Regional regulators have been cracking down on the asset class, however, with the Monetary Authority of Singapore curtailing retail access to crypto in August and Thailand’s Securities and Exchange Commission...
...He offered his thoughts on the Securities and Exchange Commission, which has sanctioned him over his aborted attempt to take Tesla private....
...The US Securities and Exchange Commission in February proposed that private equity funds should provide standardised quarterly data on fees, expenses and performance....
...Smart reads Blackstone plays defence The private equity group’s Real Estate Income Trust has become a quiet concern to some investors and analysts....
...The crypto industry has been put on notice by the US Securities and Exchange Commission that it will be prosecuted for insider trading and fraud with the same vigour it pursues it in traditional financial...
...And the number of deals is down from 226 last year to 50 so far in 2022. There is a new sheriff in town for private equity....
...The Securities and Exchange Commission is pushing to vastly increase its regulatory oversight of buyout firms by introducing new fee disclosure requirements for hedge funds and private equity groups in an...
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