Hints and tips:
...It said in its annual report on shareholder voting that many of this year’s proposals were too prescriptive or pointless, and cited a US Securities and Exchange Commission policy change that has allowed...
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...More crypto: The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a court found the company had improperly sold some tokens to investors....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...SEC: The US Securities and Exchange Commission, the federal securities regulator, is set to vote on whether to adopt amendments to standards for US Treasury clearing agencies....
...Regulation: The US Securities and Exchange Commission will vote on proposals including a new rule on cyber security risk management for the likes of broker-dealers, clearing agencies and investment advisers...
...The New York-based fund agreed to pay $413mn to US authorities in 2016 to settle the charges and Och himself paid $2.2mn to settle record-keeping violations with the Securities and Exchange Commission....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...Lynn Martin is president of the New York Stock Exchange Makiko Ono CEO by Sakie T Fukushima Japan is a G7 country with one of the most sophisticated economies in the world, yet still it has one of the...
...Luxury car demand has boosted profitability at Porsche and Aston Martin....
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...The previously unreported contact between Salame and the Securities Commission of The Bahamas is the first known instance of a top associate to Bankman-Fried assisting government authorities to bring down...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...The Securities and Exchange Commission on Wednesday announced sweeping proposals to reform blank cheque vehicles, ultimately aiming to bring investor protections on Spacs more in line with traditional IPOs...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...view as vital to China’s future tech supremacy and national security....
...Dubai’s ruler ordered to pay £554m to settle divorce Sheikh Mohammed bin Rashid al-Maktoum, the billionaire ruler of Dubai, must pay about £554m in child maintenance and security costs to his estranged wife...
...and Exchange Commission on Friday. ...
...Microsoft Exchange Server compromise to Beijing....
...The same, of course, applies to Le Pen et al in Europe. I don’t know Israel nearly well enough to prescribe a solution to the deep-seated Palestinian-Israeli crisis....
...Former Securities and Exchange Commission chair Jay Clayton will become non-executive chairman, a role that Apollo had previously indicated that Black intended to keep....
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