Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...The Securities and Exchange Commission has notified Coinbase that it is considering enforcement action against the company, according to a document seen by the Financial Times....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...But while the FTX chief was suggesting better ways to de-risk financial transactions, his is just the kind of crypto business that Gary Gensler, chair of the Securities and Exchange Commission, is targeting...
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
...(FT) Spac secrets Billionaires are coming up with increasingly imaginative — and perfectly legal — manoeuvres to get rich quick as the Securities and Exchange Commission struggles to get a grip on the boisterous...
...Gary Gensler, new chair of the Securities and Exchange Commission, told the House financial services committee on Thursday that he had directed his staff to consider new disclosure requirements for the total...
...(FT) The day ahead Confirmation hearings President Joe Biden’s choices to run the Securities and Exchange Commission and Consumer Financial Protection Bureau — Gary Gensler and Rohit Chopra, respectively...
...Denholm was appointed after chief executive Elon Musk ran into trouble with the Securities and Exchange Commission and agreed to relinquish the role in a settlement....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...For the Securities Exchange Commission (SEC)’s Hester Peirce, a commissioner at the US financial regulator with libertarian leanings, it appears to be the former. Ms....
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...It's great:If you too are fed up with this I N N O V A T I O N, we encourage you to stop buying ICOs and IEOs (as well as donating to crypto ““non-profits””) put forth on behalf of a myriad of young idiots...
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...General Electric started the week badly, with its annual 10-K filing to the Securities and Exchange Commission revealing that its planned restatement of earnings for 2016-17 to comply with a new accounting...
...Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
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