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New York Stock Exchange LLC
New York Stock Exchange tests views on round-the-clock trading
...Exchanges are directly supervised by the Securities and Exchange Commission and tested for their stability and security as well as needing approval to alter any rules....
April 22, 2024
Markets InsightChris Dixon
Crypto regulation must not prioritise memes over matter
...US securities laws do not empower the Securities and Exchange Commission to make merit-based judgments about an investment. Nor is it the SEC’s job to end speculation altogether....
April 18, 2024
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
FT Alphaville
Only two sleeps left until February 31!
...restated” (though clearly not by enough) credit and security agreement....
February 29, 2024
Skechers USA Inc
Skechers’ family troubles
...In last night from the SEC: The Securities and Exchange Commission today [Thursday] announced that Skechers U.S.A....
March 8, 2024
Exchange traded funds
Cboe asks SEC for green light to list multi-share class funds
...Cboe Global Markets has asked the Securities and Exchange Commission to allow companies to list exchange traded fund shares of their existing US mutual funds, a rule change sought by several large asset...
April 5, 2024
Retail & Consumer industry
The golden age of corporate pizza consumption transparency may be over
...On this (and pretty much only this), Alphaville is with Kanye: we knew we had it with Domino’s Pizza’s commendably transparent and undeniably silly disclosures of its bosses’ pizza consumption habits....
March 19, 2024
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
Bitcoin
Bitcoin ETFail
...Besides a handful of shortlived bans on popular X accounts — and of course hedge funder Bill Ackman’s ongoing campaign against brevity — the SEC seems to have experienced a security hiccup....
January 9, 2024
Special ReportFTfm: Exchange Traded Funds
Financial advisers seek guidance on recommending bitcoin ETFs
...One analyst coined the term “Cointucky Derby” to describe how the new ETFs shot out of the gate once the Securities and Exchange Commission reluctantly fired its regulatory starting gun, early in the new...
March 25, 2024
News updates from March 7: Sweden joins Nato; Powell says Fed ‘not far’ from having confidence to cut rates
Australian regulator fines stock exchange over 8,000 rule breaches
...The Australian Securities and Investments Commission, the companies regulator, said ASX’s misconduct was “serious” as it failed to detect an issue with the configuration of its systems that was not providing...
March 7, 2024
Cryptocurrencies
SEC seeks $2bn from Ripple Labs over sales of crypto tokens
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
March 26, 2024
ETF HubLatest news on ETFs
SEC ‘caution’ extends Vanguard’s ETF share class monopoly
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
March 7, 2024
Moral Money
A new front in the climate wars Premium content
...As of this writing, the US Securities and Exchange Commission is putting the finishing touches on its climate disclosure rule....
February 26, 2024
Bitcoin
Bitcoin swings sharply after false claim that SEC approved ETFs
...Prices of cryptocurrencies swung sharply on Tuesday after a false post on the US Securities and Exchange Commission’s official X account claimed the regulator had approved the first-ever US spot bitcoin...
January 10, 2024
Bitcoin
The SEC approved Bitcoin ETFs. The European Central Bank is not happy
...From the ECB blog today: On 10 January, the US Securities and Exchange Commission (SEC) approved spot exchange-traded funds (ETFs) for Bitcoin....
February 22, 2024
Special ReportFTfm: Exchange Traded Funds
How European investors can ride the bitcoin ETF wave
...Since January, when the US Securities and Exchange Commission approved “spot” bitcoin ETFs — which hold the actual currency, rather than futures contracts on it — 11 have been launched by firms including...
March 25, 2024
FT Live
US Pharma and Biotech Summit
Strategies for innovation, pricing and access
Thursday, 16 MayNew York, NY, USA
Lyft Inc
Lyft pays $10mn to settle probe into Icahn’s stake sale ahead of IPO
...Ride-hailing app Lyft has agreed to pay a $10mn penalty to the Securities and Exchange Commission to settle an investigation into disclosures relating to the sale of Carl Icahn’s stake in the company ahead...
September 18, 2023
Moral Money
A pivotal moment for US climate regulation Premium content
...As the dust settles on the excitement from Washington this week, we have an analysis today on some of the key aspects of the Securities and Exchange Commission’s climate disclosure rule....
March 8, 2024
US Securities and Exchange Commission
The rise of the sloppy SEC filing
...Further reading— US law firms hand out bonuses and raise pay despite slowdown (FT)...
January 29, 2024
Unhedged
Investing after easy money Premium content
...The Securities and Exchange Commission, as anticipated, approved spot bitcoin ETFs yesterday....
January 11, 2024
Exchange traded funds
Talk to your kids about their spot bitcoin ETF use
...First, the recap: one day after the SEC’s comms hiccup and/or hack — and months after a court rebuke for previous denials — the US securities regulator approved listing 11 exchange-traded funds based on...
January 12, 2024
The Big Read
Has Gensler’s SEC pushed Wall Street too far?
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
February 19, 2024
News updates from February 2: US adds 353,000 jobs in January, US hits Iraq and Syria after drone deaths
Reddit chooses New York Stock Exchange for long-stalled IPO
...San Francisco-based Reddit first lodged a confidential filing for an IPO with the US Securities and Exchange Commission in late 2021, but held off going public as tech stocks fell in the face of tough macroeconomic...
February 2, 2024
Cryptocurrencies
Terraform Labs and Do Kwon found liable for fraud in SEC case
...The civil verdict, handed down after a nine-day trial in Manhattan federal court, is a win for the US Securities and Exchange Commission as the regulator has unleashed a crackdown on the cryptocurrency sector...
April 5, 2024
US Securities and Exchange Commission
SEC says false bitcoin post came after phone number was switched
...A false post on the official X social media page of the US Securities and Exchange Commission that prematurely claimed it had approved new bitcoin investment products appeared after a hacker took control...
January 22, 2024
Investing in funds
State Street’s SSGA warns investors on additional costs of T+1
...The Securities and Exchange Commission is reducing the settlement time for US equities and corporate bonds from two days, referred to in the industry as T+2, to one day, or T+1, on May 28....
April 17, 2024

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