Hints and tips:
...Battling “unprecedented regulatory over-reach” by the Federal Trade Commission, the Securities and Exchange Commission and other agencies would be the chamber’s top priority....
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...Elon Musk: A San Francisco court will hear the US Securities and Exchange Commission’s bid to force the tech billionaire to testify in its probe of his $44bn takeover of Twitter, now known as X....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...He and Tesla each paid $20mn to settle legal action from the US Securities and Exchange Commission. Musk also had to resign as the carmaker’s chair, although he kept his position as chief executive....
...“CTAs were following last year’s trend into this year,” said Edward Al-Hussainy, a senior analyst at Columbia Threadneedle....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...The Securities and Exchange Commission’s fraud concerns mean that bitcoin ETFs are really bitcoin-futures ETFs, creating heavy “rollover” costs as expiring futures contracts are sold and expensive new ones...
...The same, of course, applies to Le Pen et al in Europe. I don’t know Israel nearly well enough to prescribe a solution to the deep-seated Palestinian-Israeli crisis....
...Former Securities and Exchange Commission chair Jay Clayton will become non-executive chairman, a role that Apollo had previously indicated that Black intended to keep....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...(FT) Unique mission to Mars Diversity in technology must go beyond gender, writes Sarah Al Amiri. The UAE Mars mission used the expertise of different ages, nationalities and backgrounds....
...At some point, Congress is likely to establish a body like the 9/11 Commission to investigate Trump’s handling of the Covid-19 pandemic....
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...Tesla, meanwhile, is under fresh investigation by the US Securities and Exchange Commission after it announced a $2.3bn fundraising through an issue of new shares....
...and Exchange Commission in 2013....
...Edward White in Seoul 76....
...In a filing to the Securities and Exchange Commission, Anadarko said that on April 11 its board’s compensation and benefits committee had approved several changes to executive pay, including revisions to...
...Kraft Heinz announced a dividend cut, a $15bn impairment and that the US Securities and Exchange Commission was investigating its accounts....
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