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...the Securities and Exchange Commission....
...Apollo has previously settled charges with the Securities and Exchange Commission that it failed to properly monitor Rashid....
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...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
...First, the recap: one day after the SEC’s comms hiccup and/or hack — and months after a court rebuke for previous denials — the US securities regulator approved listing 11 exchange-traded funds based on...
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
..., according to Yu Jing and Zhang Jianhui, analysts at Sinolink Securities....
...This has potential to help the industry capture new customers and assets, and at the least allows the industry to defend itself against the potential of money leaving the industry for direct Bitcoin exposure...
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...The US securities regulator says Texas-based Agridime LLC and its owners — Josh Link and Jed Wood — have been running a $191mn Ponzi scheme selling “Cattle contracts” in 15 states....
...He pointed to investors taking gains after watching the price of bitcoin rise in the months since Grayscale won a lawsuit against the Securities and Exchange Commission, which had sought to block the conversion...
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
...It further barred securities lending and short selling in a separate notice. It also vowed on Monday to closely monitor the risk of forced liquidations on pledged shares....
...The Securities and Exchange Commission’s long-awaited, contentious rule is a pillar of chair Gary Gensler’s agenda....
...IBIT and the other nine spot bitcoin ETFs to which the Securities and Exchange Commission gave the green light on January 11 have been buoyed by a rally that sent the price of bitcoin over $70,000 on Friday...
...Last year the European Commission instructed Europe’s markets watchdog to review the Ucits eligible assets directive to assess possible changes to the asset classes to which funds are allowed to gain direct...
...In an exemptive relief request filed with the Securities and Exchange Commission on January 29, the firm proposes extending the multi-class structure to multiple unspecified mutual funds held by a broad...
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...The New York-based group, which manages $77bn in assets, has filed confidential paperwork with the US Securities and Exchange Commission for the public offering, two people familiar with the matter said,...
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