Hints and tips:
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...He replaces Adel Al-Saleh as DT’s representative. Smart reads Spac attack Last week the US Securities and Exchange Commission announced new rules for special purpose acquisition companies....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...the day-to-day demands of leading the European Commission with remarkable skill and grace and has broken barriers as its first female president....
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
...The previously unreported contact between Salame and the Securities Commission of The Bahamas is the first known instance of a top associate to Bankman-Fried assisting government authorities to bring down...
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...The UN’s Race to Zero, a net zero policeman of sorts, has published tough new criteria stating that from June 2023: “Corporations and investors must restrict the development, financing and facilitation of...
...The US Securities and Exchange Commission has issued a proposal on standardising funds’ ESG disclosures....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
...The UK and the EU are planning to tighten the rules for ESG rating agencies, and the US Securities and Exchange Commission recently levelled a $1.5mn fine at the fund management arm of BNY Mellon for allegedly...
...But his analysis also helps explain why so many current regulators — most notably Gary Gensler, President Joe Biden’s choice to chair the Securities and Exchange Commission — remain so wary of the crypto...
...Though the Securities and Exchange Commission is considering requiring private companies to disclose more environmental information, those rules are unlikely to be implemented until 2023....
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
...(FT) The day ahead Confirmation hearings President Joe Biden’s choices to run the Securities and Exchange Commission and Consumer Financial Protection Bureau — Gary Gensler and Rohit Chopra, respectively...
...The House probe came as Elizabeth Warren, the Democratic senator, and House Democrats, called on the Securities and Exchange Commission to examine the deal....
...(FT) Unique mission to Mars Diversity in technology must go beyond gender, writes Sarah Al Amiri. The UAE Mars mission used the expertise of different ages, nationalities and backgrounds....
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
...Hedge fund hopes to go incognito hit a speed bump We told you last month about the US Securities and Exchange Commission’s brewing plans to allow companies with less than $3.5bn in US stocks to keep their...
...Meet the man taking on corporate America When the Securities and Exchange Commission chairman Jay Clayton appeared before the Senate Banking Committee in December, he was accused of being a “mouthpiece”...
International Edition