Hints and tips:
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
...Leon Cooperman, chief executive of Omega Advisors, who is facing civil insider trading charges from the Securities and Exchange Commission, has told investors that prosecutors were waiting for the Salman...
...– “Tyson Foods Inc disclosed on Monday it has received a subpoena from the U.S. Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
...Assets under management at Leon Cooperman’s Omega Advisors have dropped by about a quarter to $4bn after the hedge fund was ensnared in an insider trading probe by the US Securities and Exchange Commission...
...nip the heels of Knight, Virtu, Getco et al....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...“Not everything that starts with ET is the same,” agrees Michael John Lytle, managing director at Source. “There are different regulatory regimes for funds and securities.”...
...The national registry is a sort of back office, where all the country’s state and commercial ETS allowances are held and trades are logged....
...With the Securities and Exchange Commission fraud case against the bank settled, for a relatively modest $550m last summer, Goldman feels under far less political scrutiny these days....
...From a letter dispatched to the Commodity Futures Trading Commission: The Directors Guild of America, Inc....
...His frustration leaps off the pages as he watches Madoff’s scheme swell from $6bn to $50bn, while in effect screaming “he’s a fraud” in a vain attempt to get the Securities and Exchange Commission and Madoff...
...Securities and Exchange Commission (“SEC”). Motorola will distribute an information statement to shareholders following completion of the SEC’s review of the Form 10....
...Freddie Mac and Fannie Mae (on behalf of) suing in NYC and DC: Bassman v. Syron, et. al (FRE) Agnes v....
...The Securities and Exchange Commission, for its part, is investigating whether Bear Stearns and other hedge fund managers were forthright about disclosing the rapidly declining value of their holdings....
...and possibly even Al Gore, the losing 2000 Democratic nominee turned environmentalist hero....
...Since 1975, the Securities and Exchange Commission has designated only a few agencies as qualified to provide ratings for official purposes....
...Levin, Retired Chairman and CEO, Time Warner Arthur Levitt, Jr., Senior Advisor, The Carlyle Group, Former Chairman, Securities and Exchange Commission Edward Lewis, Co-Founder, Chairman and CEO, Essence...
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