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US & Canadian companies
Morgan Stanley got off lightly
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
January 15, 2024
Bitcoin
Imaginary bitcoin ETFs are already 30 times more valuable than all the actual bitcoin ETFs
...Social media noise can push token prices around (Tandon et al), but not as effectively as mainstream media coverage (Coulter)....
October 27, 2023
FT Live
Outstanding Directors Exchange
Fostering trust for steadfast leadership
Wednesday, 12 JuneHarvard Club of New York City, West 44th Street, New York, NY, USA
Scoreboard
The sports payday made in Manchester Premium content
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
January 20, 2024
UnhedgedRobert Armstrong
The SEC should not touch crypto Premium content
...Crypto tokens are not securities any more than baseball cards or sports bets are. Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it....
December 9, 2022
Disrupted Times
Rapid growth of AI spurs calls for greater regulation
...Today’s top stories The US Federal Reserve announces its decision on interest rates at 2pm ET/7pm London time today. Check back here for details and reaction....
May 3, 2023
Transcript
Tracking the mysterious rise of a UAE company
...Michela TinderaSo Andrew observed IHC’s rapid growth and the growth of the Abu Dhabi Securities Exchange, or ADX. And he wanted to understand how it was all happening....
March 8, 2023
FT Live
Future of Asset Management Europe
New fund firm models for Europe's resurgence
Tuesday, 12 NovemberLondon, UK
Unhedged
Don’t regulate crypto as finance Premium content
...Similarly, Securities and Exchange Commission chair Gary Gensler has said that the basic US laws governing securities, exchanges, brokers, funds and advisers, passed in the middle of the past century, should...
November 22, 2022
UnhedgedEthan Wu
Gary Gensler’s big dreams Premium content
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
July 25, 2022
Derivative exchanges
Did a major financial institution kinda maybe slightly default in March 2020?
...There is for sure a debate to be had about when the Federal Reserve et al should have pivoted their stance more forcefully to tackle inflationary pressures, and what they should and shouldn’t do now....
May 27, 2022
Letter
Letter: Reform is needed to tighten SEC rules on insider share trading
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
January 6, 2022
UnhedgedRobert Armstrong
Readers see a recession Premium content
...All assets may perform badly under stagflation, but we’d rather own Pepsi, Johnson & Johnson, Kimberly-Clark, Bristol-Myers et al than sit and watch our cash lose its earnings power....
June 8, 2022
Newsletter
Aviva’s Amanda Blanc: from mining heartland to heart of capitalism
...The Securities and Exchange Commission is plotting a crackdown after fining BNY Mellon’s investment adviser division $1.5mn for allegedly misstating and omitting information about ESG investment considerations...
May 30, 2022
US presidential election 2020
Lawsuit tracker: Trump’s legal battle runs into repeated dead ends
...Trump et al v....
December 11, 2020
Energy Source
The new paradox in the energy market Premium content
...(NPR) Opinion: There is still work to be done cracking down on methane and other superpollutants (Bledsoe et al, NYT)...
November 9, 2021
ETF HubLatest news on ETFs
US ETF investors mainly motivated by tax loophole, study shows
...By avoiding the distribution of realised capital gains, the average ETF has had a tax burden 0.92 percentage points lower than that of the typical mutual fund over the past five years, Moussawi et al found...
February 15, 2021
FT Live
Commodities Asia Summit
Enabling decarbonisation in a time of disrupted trade flows
Wednesday, 6 NovemberSingapore
FT Swamp Notes
The reckless legacy of Benjamin Netanyahu Premium content
...The same, of course, applies to Le Pen et al in Europe. I don’t know Israel nearly well enough to prescribe a solution to the deep-seated Palestinian-Israeli crisis....
May 21, 2021
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthFT Alphaville
How programmable digital assets may change monetary policy
...A macroprudential-bulletin by ECB staff (Adachi et al, May 2020), noted that Libra could become a US$3tn collateral silo. Another alternative exists....
September 4, 2020
News in-depthFT Alphaville
Can the USO fund collapse?
...Back in 2010, Andrew Bogan et al explained how this sort of (effective naked) short selling creates a type of rehypothecation effect where the very same shares appear to be owned by many multiples of owners...
April 21, 2020
News in-depthFT Alphaville
What’s really in your ETF basket?
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
February 10, 2020
Europe Express
A stormy start to 2020
...Candidates for the inquiry include assessing the cyber security risks of the Internet of Things or a deep look at how Google, Facebook et al gather data to potentially disadvantage rivals....
January 6, 2020
News in-depthFT Alphaville
How RTGS killed liquidity: US tri-party repo edition
...As Copeland et al noted in 2015: A complete unwind of all repos, and not merely of those maturing, is an operationally simple process....
October 11, 2019
FT AlphavilleBrendan Greeley
How to diagnose your own Dutch disease
...Or we could go back and use the framework of Mehlum et al (2006) to ask about the quality of institutions....
March 13, 2019
LombardMatthew Vincent
Primark’s profit margin proves bricks can be sweeter than clicks
...A UBS report says the exposure of Intu et al to retailing is worse than suggested by the companies or feared by investors....
April 24, 2019
#techAsia
Apple to step up diversification out of China
...When sages speak Here is a thumping research report from Jonathan Woetzel, Jeongmin Seong et al from the McKinsey Global Institute....
July 17, 2019

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