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News in-depthCyber Security
MGM hack followed failed bid to rig slot machines, ‘Scattered Spider’ group claims
...Caesars disclosed in a filing to the Securities and Exchange Commission on Thursday that the hackers had accessed personal details, including driver’s licence numbers and perhaps social security numbers,...
September 14, 2023
New York Stock Exchange LLC
New York Stock Exchange tests views on round-the-clock trading
...Exchanges are directly supervised by the Securities and Exchange Commission and tested for their stability and security as well as needing approval to alter any rules....
April 22, 2024
FT Live
Crypto and Digital Assets Summit Asia
Transforming mainstream finance
Thursday, 5 DecemberDigital Conference
FT Alphaville
Only two sleeps left until February 31!
...From an exhibit attached to an S-1 it filed last year: PishPosh Baby LLC (“Borrowed’) promises to pay Moishe Hartstein (“Noteholder”) in lawful money of the United States of America, the amount of $1,000,000.00...
February 29, 2024
Scoreboard
The sports payday made in Manchester Premium content
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
January 20, 2024
Digital World Acquisition Corp
Trump media company co-founders allege ‘stock grab’ in lawsuit
...Earlier this month it received approval from the Securities and Exchange Commission to merge with DWAC after a more than two-year delay....
February 29, 2024
Cryptofinance
New York regulators threaten crypto’s festive spirit Premium content
...Coinbase and Binance were hit with the same charges by a higher authority — the Securities and Exchange Commission — six months ago....
December 15, 2023
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
Insider trading
Ex-Goldman banker sentenced to 3 years for insider trading with squash partner
...Prosecutors also alleged that Goel in 2022 obstructed investigations by a grand jury in the Southern District of New York and the US Securities and Exchange Commission by deleting text messages regarding...
November 1, 2023
Financial services
Saudi-backed fund hit as UAE oil storage Spac runs into trouble
...from the US Securities and Exchange Commission....
December 22, 2023
Exchange traded funds
Speculation mounts BlackRock bitcoin ETF will get green light
...BlackRock’s application has pitted a group with a substantial record of ETF approvals against the Securities and Exchange Commission, which has repeatedly rejected industry efforts for an ETF based on trading...
June 28, 2023
ETF HubLatest news on ETFs
Global X files for ETF that combines bitcoin futures and T-bills
...The Securities and Exchange Commission has repeatedly shot down those applications because of concerns about potential manipulation and a lack of surveillance from the exchanges on which the ETFs would be...
August 4, 2023
Digital currencies
The SEC needs to get philosophical
...And if the firm sells stock via an exchange? The ruling implies they are not securities either, but the core premise of the Securities Exchange Act posits that they are....
July 19, 2023
FirstFT
FirstFT: Bain picks European Christophe De Vusser to lead consulting group
...The Securities and Exchange Commission is this week expected to decide on whether to permit stock market funds that invest directly in bitcoin....
January 9, 2024
US banks
Donald Trump lender Axos hits back against short sellers
...Those deposits included an unspecified sum from Binance US, a US-based crypto exchange that the Securities and Exchange Commission alleged in June was “secretly controlled” by Binance Holdings, the operator...
October 31, 2023
Brookfield Asset Management Inc
Brookfield’s ‘core’ weakness
...The thing is, occupancy of Brookfield’s core office property portfolio as defined in BPY filings to the Securities and Exchange Commission is not 96 per cent. At the end of June, it was 86 per cent....
October 20, 2023
Cryptofinance
Cryptofinance: Coinbase invokes national security concerns in SEC fight Premium content
...The crypto exchange has a long-running and deep difference of opinion with the Securities and Exchange Commission over crypto regulation....
June 23, 2023
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
Live news updates from May 2: US job openings hit two-year low, Eurozone inflation picks up
Morgan Stanley in talks to settle block trading probes
...Two multiyear investigations by the Securities and Exchange Commission and the US attorney’s office in Manhattan into Morgan Stanley’s trading desk handling block trades — a way to sell bulk volumes of stock...
May 2, 2023
Lordstown Motors
Lordstown Motors files for bankruptcy protection
...United States is to under or never deliver”....
June 27, 2023
The Church of Jesus Christ of Latter-day Saints
Mormon church and its investment adviser fined by US regulators
...The US Securities and Exchange Commission has fined the Mormon church and a non-profit organisation that manages its $32bn equity portfolio over attempts to conceal the scale of its investments....
February 21, 2023
Cryptofinance
Coinbase considers US future as crackdown rolls on Premium content
...On Monday Bittrex and its co-founder and former chief executive William Shihara were charged by the Securities and Exchange Commission with allegedly operating an unregistered securities exchange, broker...
April 21, 2023
Binance
Crypto exchange Binance accused by CFTC of illegally serving US clients
...“Binance’s solicitation of customers located in the United States subjected Binance to registration and regulatory requirements under US law....
March 27, 2023
Digital currencies
The Crypt, updated
...August 14, 2023: Prime Trust, LLC and certain of its affiliates filed voluntary petitions for relief under Chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware...
August 16, 2023
Cryptofinance
The Bahamas, FTX and the limits of offshore crypto markets Premium content
...In the end, Binance US gave up, blaming . . . you guessed it, a “hostile and uncertain regulatory climate in the United States”....
April 28, 2023
FT CollectionsTech Exchange
Dina Srinivasan: exposing the monopoly power of Facebook and Google
...Just months later, the US Federal Trade Commission and a coalition of state attorneys-general began preparing an antitrust investigation into the tech group, filing actions against it in the following year...
March 16, 2023
FT Alphaville
The turf war over FTX’s bankruptcy
...The full text of Thursday’s press release, with our emphasis and addition: On 12 November 2022, the Securities Commission of The Bahamas (“the Commission”), in the exercise of its powers as regulator acting...
November 18, 2022
Leon Black
The downfall of Wall Street billionaire Leon Black
...This is about a very small subset of women who can go to a plaintiffs’ law firm and say, ‘Look, my target is a billionaire.’” V....
November 22, 2023

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