Hints and tips:
...Every day, we’re working our asses off to compete with Citadel, et cetera, and the exchanges and 40 different ATSs....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...Prosecute fraud, maybe regulate crypto exchanges like casinos, and keep the SEC et al out of it. This is a disagreement about how to cordon off crypto so that when crypto burns, it is controlled....
...Luckily, efforts to ram crypto’s square peg into the round hole of the Securities Act of 1933 (et al) have proceeded slowly to date. But there is danger this mistaken project will accelerate now....
...Whatever you might think of Robinhood et al, retail investors do appear to value their services. You can’t ignore the regulatory politics either....
...Your article “Lax rules allow corporate fat cats to dump stock” (Opinion, December 23) referred to a study by David Larcker et al explaining how the US Securities and Exchange Commission created a special...
...This exhibition at the V&A invites us into the opulent world of master goldsmith Carl Fabergé and his London clientele....
...This was disproved by the trial of US v Zarrab et al, in which a Turkish banker and a gold trader were convicted of laundering Iranian oil and gas revenues....
...And while the order flow “arrangements” are disclosed in macro terms in the brokers’ “606” reports to the SEC, those reports are not really fulsome or specific to the customer....
...In the Salman case, the Supreme Court reaffirmed its 1983 ruling in Dirks v SEC, which held that when an insider gives trading information to a relative or friend, it is effectively the same as if the insider...
...In a civil suit last month, the Securities and Exchange Commission accused the Omega Advisors chief executive of insider trading....
...He argued that the appeals court’s “unprecedented ruling” clashed with the Supreme Court’s definition of insider trading established in a 1983 case, Dirks v the Securities and Exchange Commission....
...There would also be calls for a “trade-at” rule to be rolled out et and lower the amount of trading done off-exchange....
...), Boehmer, et al. (2013), Autore, et al. (2011), and Beber and Pagano (2011)....
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
...Sensible sentences from Citi’s Buiter et al on China’s valuation shock (with our emphasis): This decision by the PBOC is a significant event, even if its implications and motivations are not yet fully clear...
...Defence lawyers hinge their argument on a leading 1983 Supreme Court decision called Dirks v. SEC....
...New SEC chair Mary Jo White hasn’t weighed in on the rule and her views are not known, but she has called a meeting with exchange executives....
...nip the heels of Knight, Virtu, Getco et al....
...So it’s not surprising that the first response from Buchheit et al is to answer back with bits of the bond contract that suggest sneaky loopholes instead....
...- Five hits from Scott Sumner, on the eurozone, FOMC, et al....
...Since Magyar Telekom is listed on the New York Stock Exchange, the company informed both the Stock Exchange Commission (SEC) and the US Department of Justice (DOJ) of the situation, which launched their...
...It is probable that since NASDAQ was one of the first exchanges to embrace electronic trading and experience HFT via ECNs, the rules officially unchaining HFT for other exchanges from 2005 was close to a...
...Related links: SEC V. TREVOR G. COOK, PATRICK J. KILEY, ET AL, Case No. 09 CV 3333 – SEC Litigation release...
...Surprise, surprise — private derivatives trading brings home quite a bit of bacon for JP Morgan et al. at the moment, as BusinessWeek reports....
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