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US Securities and Exchange Commission
SEC hands out $79mn in fines over latest round of messaging violations
...According to the SEC, its probe of Interactive Brokers “uncovered pervasive off-channel communications at all seniority levels”....
September 29, 2023
Oil
‘Muppets v Sharks’ as retail investors feel pain of negative oil
...US-based Interactive Brokers Group said it was taking an $88m hit after customers incurred “losses in excess of the equity in their accounts”....
April 22, 2020
FT Live
Future of Asset Management Europe
New fund firm models for Europe's resurgence
Tuesday, 12 NovemberLondon, UK
Equities
Markets Now - Monday 13th July 2020
...Causeway Capital Management LLC, the LA hedge fund, has declared 4.88 per cent of Micro Focus....
July 13, 2020
Equities
Markets Now - Thursday 14th May 2020
...Stillfront (buy) and Rovio (hold) are the initiations there as part of a mobile-only companion note, which also goes from “sell” to “hold” on Paradox Interactive....
May 14, 2020
Financial services
Finra hits Interactive Brokers with $5.5m fine
...The regulator, Finra, said on Monday that Interactive Brokers LLC, a US-based electronic brokerage firm, had fallen afoul of Regulation SHO, a rule that is meant to prevent abusive naked short selling....
August 20, 2018
US equities
‘Flash Boys’ exchange IEX wins first listing
...Based on a published fee schedule, Interactive Brokers was likely to have been paying Nasdaq $100,000 in annual listing fees. A spokesperson for Interactive Brokers was not immediately available....
September 12, 2018
FT Live
Financial Adviser Service Awards 2024
Who gives you 5 star service?
Thursday, 14 NovemberNatural History Museum, Cromwell Road, London, UK
Technology
How smartphone apps track users and share data
...Interactive Please open this story in a web browser to explore 1m mobile apps and which companies can receive their data....
October 23, 2018
US equities
Chicago Stock Exchange agrees sale to ICE
...Atlanta-based ICE has clinched a number of fixed-income acquisitions over the past few years, including that of BondPoint, a bond trading platform, and Interactive Data....
April 5, 2018
Capital markets
Two Sigma to buy Interactive Brokers’ Timber Hill options arm
...He later went on to found Timber Hill, an electronic market-maker in options, and Interactive Brokers, one of America’s biggest brokerages....
May 9, 2017
FTfmJohn Dizard
US brokers should fear Massachusetts AG’s probe
...A 2009 Supreme Court case involving prescription drug labels, Wyeth v Levine, greenlighted state laws that are stricter than federal laws....
October 6, 2017
News in-depthThe Big Read
F1’s owners gear up to leave ‘the Bernie model’ behind
...He was involved in the successful launch of Fox Sports in 1994 and helped broker a $1.6bn deal between the network and the National Football League. But he had never been asked to reinvent a sport....
March 1, 2017
FT AlphavilleIzabella Kaminska
The new boss looks awfully like the old boss, bitcoin edition
...The manager also maintains an account with leading prime broker, Interactive Brokers LLC in order to be able to supplement the portfolio with interests in certain non-bitcoin commodity futures contracts...
October 28, 2016
FT AlphavilleSujeet Indap
Tibco and Pearson: shares and shares alike
...In May 2010, the publicly-traded securities pricing company Interactive Data Corporation (IDC), which was then 60 per cent owned by Pearson, was in final discussions to sell itself to private equity firms...
October 20, 2014
US & Canadian companies
Banks take Amazon approach to research
...Its “living note” offers interactive charts, live share prices and a facility to book meetings with its analysts....
October 8, 2013
Life & Arts
US property sales: Harvard v Yale
...Steve Rivkin, a broker at Planet Realty LLC, estimates that East Rock’s older-style brownstones and Tudor- or colonial-style homes (originally built for shipping magnates and factory owners) sell for about...
August 20, 2013
FT Live
Commodities Asia Summit
Enabling decarbonisation in a time of disrupted trade flows
Wednesday, 6 NovemberSingapore
US & Canadian companies
Idzik to take on the top job at E*Trade
...It has also tried to rebuild its brokerage business, the fourth-largest in the US by daily average revenue trades behind Interactive Brokers, TDAmeritrade and Charles Schwab....
January 18, 2013
Equities
A tale of man versus algo in Norway
...The two men each worked out how to make money by predicting how the computer algorithm of Timber Hill, a unit of US-based Interactive Brokers, would respond to certain trades....
October 14, 2010
IPOs
The secrets of IPO success in a challenging market
...The second basic ingredient is a strong management team; brokers are not magicians....
December 6, 2010
Quick ViewFinancial services
Quick View: At last a real debate about exchanges’ role
...But it took keynote speaker Thomas Peterffy, chief executive of Interactive Brokers, to say the unsayable: the way markets are now fragmented was “a complete mess”....
October 17, 2010
Markets BriefingUS downturn
Weak US labour market figures take their toll
...“Equity markets are discounting a boom,” said Andrew Wilkinson, senior analyst at Interactive Brokers....
October 6, 2010
US downturn
US stocks fall despite Goldman results
...“Analysts are being too optimistic with their predictions on what really matters, such as how much people are spending in stores,” said Andrew Wilkinson of Interactive Brokers....
April 14, 2009
US downturn
Wall St rallies on Obama infrastructure plans
...“The sketchy plans were broad enough in scope to help send equity values skyrocketing,” said Andrew Wilkinson, analyst at Interactive Brokers, of the market’s reaction to the stimulus proposals....
December 8, 2008
John Dizard
A sound case for mark-to-market moderation
...However, a recent lawsuit, Lin v. Interactive Brokers in the US District Court for the Southern District of New York, may cause some prospective plaintiffs to reconsider....
December 14, 2008
US downturn
Fears over banks and housing dent Wall St
...Andrew Wilkinson, of Interactive Brokers, said: “The stock market took slight comfort in the fact that existing home sale data were less dour than could have been the case and that helped set a better tone...
August 26, 2008
FT AlphavilleEquities
Lahde Capital letter to investors: short California, and CMBS
...Best regards, Andrew Lahde, CFA Portfolio Manager Lahde Capital Management, LLC...
March 6, 2008

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