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...In response to questions from the Financial Times, the European Commission said: “We are indeed looking at the compliance packages of all gatekeepers, including Apple....
...But Spotify said at the time that Apple’s compliance was a “complete and total farce”....
...In recent months, provincial and city-level finance ministries have pushed out dozens of notices on the new guidance, trying to ensure compliance among thousands of purchasers....
...As part of the settlement, EY was forced to appoint an independent investigator to examine the actions of “senior attorneys”, EY executives and compliance staff related to the disclosure failure....
...Non-traditional ETFs, which have taken off since the Securities and Exchange Commission finalised its 2019 ETF rule, have been scrutinised and criticised by regulators....
...If found guilty of non-compliance, companies face hefty fines that could amount to up to 10 per cent of their global turnover....
...Mid-sized and small ones still do but putting the payment chains back together has driven up commissions for Russian business, and China’s tougher compliance means there are three to five banks in the chain...
...The two companies have reached multimillion- dollar settlements with the agency....
...The compliance dates will be March 31, 2025 for the clearing house (Fixed income Clearing Corp = FICC) to adopt new rules including changes to customer margin accounting, Dec 31 2025 for Treasury cash trade...
...“Apple is going to war with the DoJ, and settlement is not an option.”...
...“Our strong commitment to compliance and integrity in our financial reporting is evidenced by the diligence and breadth with which the audit committee has conducted its internal investigation,” ADM’s chief...
...The Financial Conduct Authority said on Thursday it would investigate interest-linked deals offered by motor finance companies following a surge in customer claims, which could lead to redress that compliance...
...The $27tn Treasury market is facing seismic changes under new US Securities and Exchange Commission rules, which will remodel the way that trades are finalised....
...The civil case into Trafigura in Brazil for the Car Wash scandal has been suspended but some of the $127mn set aside can also be used for settlements with the Brazilian authorities....
...However, Airbnb said it hoped the settlement of the tax case would help reduce tensions with Rome....
...Harris said crypto companies overseen by her agency often fall short of compliance standards seen in other industries....
...Commission....
...The EU said the bloc can launch a non-compliance procedure against any company covered by the DMA as soon as the March deadline expires....
...The settlement is subject to court approval....
...As part of the agreement, Morgan Stanley will pay $249mn in a settlement....
...Under its settlement with US authorities, Binance has agreed to up to five years of oversight by an independent compliance monitor....
...Deutsche has already paid tens of millions of euros in settlements and sanctioned about a dozen staff after clients suffered crippling losses....
...Uniswap, which runs the world’s largest decentralised trading network, said it was on notice from the Securities and Exchange Commission that it could soon receive a lawsuit from the regulator....
...Earlier this month, Masimo chief executive Joe Kiani said he was open to reaching a settlement with the iPhone maker....
...The settlement resolves the Federal Trade Commission’s first challenge to a pharmaceutical deal in more than a decade....
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