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...MassMutual is making a minority investment in Atlas SP so it can gain access to the asset-backed debts the unit originates, packages into securities and sells....
...H2O Asset Management’s auditor has warned that the firm’s accounts “do not give a true and fair view” of its financial position, handing the once high-flying investment group a rare “adverse” opinion....
...Gary Gensler, chair of the Securities and Exchange Commission, told my colleagues Kate Duguid, Stefania Palma and Costas Mourselas in an interview that they are not the main target....
...Exchanges are directly supervised by the Securities and Exchange Commission and tested for their stability and security as well as needing approval to alter any rules....
...Taiwan fund houses earned NT$9.1bn ($281.1mn) in management fees from exchange traded funds last year, up 28 per cent from 2022, as the local ETF boom drove the market to record highs....
...Cboe Global Markets has asked the Securities and Exchange Commission to allow companies to list exchange traded fund shares of their existing US mutual funds, a rule change sought by several large asset...
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
...ETNs are debt securities that track an underlying asset but are traded and settled through a central market entity like a stock exchange and securities depository....
...The exchange of stranded securities is the first step in a plan to compensate 3.5mn Russian retail investors, who hold a total of Rbs1.5tn ($16.5bn) in assets in western countries, under a decree signed...
...Mutual funds lost another advantage in 2019, when the Securities and Exchange Commission removed cumbersome permitting requirements and made it easier for active fund managers to enter the ETF market....
...“We’ve moved virtually all the data that we need for every asset that the firm is involved in . . . all the data that all the researchers need,” said Costas Bekas, head of research platform at Citadel Securities...
...It is not difficult to envisage a world where Gen AI engines are an integral part of all the higher-skill tasks of asset allocation, model portfolios, security selection and risk mitigation....
...Asset managers are warning that proposals by the US Securities and Exchange Commission to tighten new liquidity requirements and pricing methods for US mutual funds will drive away investors, reduce choice...
...The US Securities and Exchange Commission is pushing for collapsed cryptocurrency firm Terraform Labs and its co-founder Do Kwon to pay more than $5bn in fines and interest, after both were found liable...
...Since January, when the US Securities and Exchange Commission approved “spot” bitcoin ETFs — which hold the actual currency, rather than futures contracts on it — 11 have been launched by firms including...
...US securities laws do not empower the Securities and Exchange Commission to make merit-based judgments about an investment. Nor is it the SEC’s job to end speculation altogether....
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
...One analyst coined the term “Cointucky Derby” to describe how the new ETFs shot out of the gate once the Securities and Exchange Commission reluctantly fired its regulatory starting gun, early in the new...
...Last month the Securities and Exchange Commission filed for $2bn in penalties from Ripple for selling unregistered securities. Ripple has strenuously fought the claims in court....
...from the US Securities and Exchange Commission....
...The US Securities and Exchange Commission approved new rules which will bring more of the Treasury market onto venues scrutinised by regulators, while limiting leverage in some corners of the market....
...Eugenie Shen, Hong Kong-based managing director and head of the asset management group at the Asia Securities Industry and Financial Markets Association, explained that the change to a T+1 settlement cycle...
...For the first time, there were prominent displays featuring spot bitcoin ETFs, which the Securities and Exchange Commission approved last month after years of objecting to the format....
...The latest moves are the final touches to regulatory filings ahead of an expected decision this week from the Securities and Exchange Commission on whether to permit stock market funds that invest directly...
...to the International Organization of Securities Commissions....
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