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Showing results for SECURITIES & EXCHANGE COMMISSION - vs - PREMIUM INCOME CORP., ET AL.

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Clearing & Settlement
The SEC pushed through Treasury clearing reform . . . so what now?
...The compliance dates will be March 31, 2025 for the clearing house (Fixed income Clearing Corp = FICC) to adopt new rules including changes to customer margin accounting, Dec 31 2025 for Treasury cash trade...
December 19, 2023
UnhedgedRobert Armstrong
Techs good, transports bad Premium content
...But as Steven Kelly of the Yale Program on Financial Stability pointed out to me, Yellen et al will need the goodwill of the big banks should some other bank or banks get into trouble....
April 28, 2023
FT Live
Outstanding Directors Exchange
Fostering trust for steadfast leadership
Wednesday, 12 JuneHarvard Club of New York City, West 44th Street, New York, NY, USA
Television
Everything you don’t actually need to know about the economics of Succession
...Let’s break it down. 1) The security is Waystar US Equity, aka “Waystar Corp.”, and its ticker is WAYA US, meaning it is presumably listed in the New York Stock Exchange....
April 21, 2023
FT Asset Management
FT Asset Management: The Year Ahead
...Regulatory thicket: In the US, the Securities and Exchange Commission spent last year churning out proposals that would affect asset managers in a variety of ways, including tighter rules on short selling...
January 9, 2023
Due Diligence
The tech billionaire behind a coal board coup Premium content
...The smart money was conservative in the third quarter Analysts (and investor relations professionals) are still combing through this week’s deluge of filings with the Securities and Exchange Commission...
November 16, 2022
Moral Money
Weighing up the ESG data rush Premium content
...(Simon Mundy) London Stock Exchange welcomes first B Corp Over the past 14 years, the non-profit B Lab has awarded B Corp certificates to 4,000 companies that meet its exceptionally high standards of social...
December 1, 2021
FT Live
Future of Asset Management Europe
New fund firm models for Europe's resurgence
Tuesday, 12 NovemberLondon, UK
The world in 2023
UK economists’ survey: ‘miserable’ year ahead for households
...For households, it’ll come down to wage settlements vs inflation....
January 2, 2023
Moral Money
Microsoft shareholders call for a right to repair Premium content
...The report noted that the US Securities and Exchange Commission this year formed a team in its enforcement division to hunt for ESG misconduct....
July 2, 2021
FTfmJohn Dizard
What is the true value of Burford’s $773m claim against YPF?
...For example, in a 2010 opinion (Chevron Corp v Steven Donziger, et al) handed down from the US district court in Manhattan, the judge wrote that the “evidence at trial established that Donziger, a New York...
May 1, 2020
News in-depthFT Alphaville
What’s really in your ETF basket?
...A new SEC rule brought in at the end of last year has made it much easier for official dealers to negotiate the types and proportions of securities they deliver to exchange traded fund (ETF) managers when...
February 10, 2020
UK business
UK economists’ survey: recovery will be slower than in peer countries
...A version of a basic income scheme and/or universal basic services, could underpin this process of change and provide enough material security to unleash a huge amount of entrepreneurialism and creativity...
January 3, 2021
LombardMatthew Vincent
Primark’s profit margin proves bricks can be sweeter than clicks
...A UBS report says the exposure of Intu et al to retailing is worse than suggested by the companies or feared by investors....
April 24, 2019
Due Diligence
Branson and Palihapitiya are one step closer to a galactic getaway Premium content
...The Securities and Exchange Commission has laid out how it investigated Volkswagen....
July 10, 2019
FT SeriesSomeone is wrong on the internet
'Short-termism' isn't a thing, say Fed economists
...The affliction has apparently become so acute that President Trump announced in August (via Twitter, of course) that he'd requested the US Securities and Exchange Commission to consider scrapping a decades-old...
October 5, 2018
US banks
What to look for in US bank earnings
...Another area of concern is initial public offerings — the shutdown means no Securities and Exchange Commission, and no SEC means no IPOs. It also means that some merger deals cannot close....
January 13, 2019
FT Live
Global Private Banking Awards 2024
Celebrating excellence in wealth management
Thursday, 7 NovemberThe Landmark London, London, UK
Mergers & Acquisitions
Meet the antitrust lawyer who is redefining competition in the digital age Premium content
...O’Melveny & Myers has hired former Securities and Exchange Commission counsel Bill Martin to join the law firm’s white-collar practice in New York....
April 4, 2019
Lex
Best of Lex: your weekly round-up Premium content
...Elon Musk this week claimed that his right to free speech was infringed by Securities and Exchange Commission oversight of his tweets, which in the past included inaccurate claims about a buyout plan....
March 15, 2019
FT AlphavilleMarkets
Further reading
...Securities and Exchange Commission following allegations it conspired with rivals for years to fix chicken prices....
February 8, 2017
FT AlphavilleKadhim Shubber
The never ending research note on ageing (yes, that one)
...The low-income elderly are almost entirely reliant on public transfers such as Social Security in retirement....
May 23, 2016
US & Canadian companies
FedEx defies sluggish trade growth but faces big pension writedown
...The company — whose results release was considerably different from previous quarters because of changes in Securities and Exchange Commission rules — said it was unable to provide a GAAP forecast for its...
June 21, 2016
US & Canadian companies
Sheila Bair to join board of online lender Avant
...In joining Avant, Ms Bair follows luminaries such as Arthur Levitt, ex-chairman of the Securities and Exchange Commission, and Anshu Jain, the former co-CEO of Deutsche Bank, who both advise SoFi, a San...
April 1, 2016
Semiconductors
Xilinx shines among semiconductor stocks
...and Exchange Commission....
January 21, 2016
US equities
ESPN cord-cutting punishes Disney shares
...Disney said in a filing with the Securities and Exchange Commission late on Wednesday that ESPN — which charges premium fees for its live sports coverage and supports cable’s traditional business model —...
November 27, 2015
FT AlphavilleSujeet Indap
Beta max
...For a company like Rural that is traded on a major exchange, ―[t]urnover measured by average weekly trading of . . . 1% would justify a substantial presumption‖ of market efficiency. 5 Bromberg et al., Bromberg...
June 19, 2015
FT AlphavilleCentral banks
Government debt and monetary policy
...al. is the “term premium” on 10-year debt....
October 6, 2014

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