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US & Canadian companies
Supreme Court tackles insider trading law
...In Dirks v SEC, the court ruled that prosecutors must prove that a tipster received a “personal gain” in return for violating his duty to keep market-moving information secret....
October 4, 2016
US & Canadian companies
Supreme Court asked to rule on insider trading
...If the conviction of Mr Steinberg is thrown out, that would wipe out a substantial basis of the SEC case against Mr Cohen....
July 30, 2015
FT Live
Global Private Banking Awards 2024
Celebrating excellence in wealth management
Thursday, 7 NovemberThe Landmark London, London, UK
US & Canadian companies
Fund managers seek reversal on insider trading conviction
...Defence lawyers hinge their argument on a leading 1983 Supreme Court decision called Dirks v. SEC....
April 20, 2014
US & Canadian companies
US judges review central element of insider trading law
...Defence lawyers argued a leading 1983 Supreme Court decision called Dirks v. SEC was the guiding principle....
April 22, 2014
FT MagazineJancis Robinson
The wine race
...marked by senior Masters of Wine Anthony Hanson and Sebastian Payne....
March 8, 2013
FT AlphavilleStacy-Marie Ishmael
The week in securities litigation
...In SEC v. James, Case No. 08-61516-CIV (S.D. Fla.), the court entered a final judgment against defendant Anthony James in a Ponzi scheme case. The court ordered Mr....
March 27, 2009
FT Live
Financial Adviser Service Awards 2024
Who gives you 5 star service?
Thursday, 21 NovemberNatural History Museum, Cromwell Road, London, UK

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