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...The legal work is at an early stage and could result in no changes, three of the people cautioned. Member states can take the commission to court if they believe it has broken the bloc’s treaties....
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...Rohit Bhat, managing director of capital markets, exchanges and digital assets at Google Cloud, said that high-frequency trading firms were a segment “that we are working very closely with”....
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...But changes to regulations proposed by the Securities and Exchange Commission may have unintended consequences in this regard, potentially damaging the world’s most important financial market....
...While most member states want to strengthen European defence and reduce reliance on the US, there are big differences over whether to hand the European Commission oversight of new joint funds dedicated to...
...US securities laws do not empower the Securities and Exchange Commission to make merit-based judgments about an investment. Nor is it the SEC’s job to end speculation altogether....
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
...From an exhibit attached to an S-1 it filed last year: PishPosh Baby LLC (“Borrowed’) promises to pay Moishe Hartstein (“Noteholder”) in lawful money of the United States of America, the amount of $1,000,000.00...
...In February the commission warned Hungary it could take fresh legal action over a new law it said violated EU rules....
...The Communist party’s central committee replaced Yi Huiman with Wu Qing, a senior official who made a name for himself cracking down on brokerages, as China Securities Regulatory Commission chair and party...
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