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...Account closures were “never taken lightly’ and “done in line with legal and regulatory obligations”, it added....
...Wu Qing, the new head of the China Securities Regulatory Commission, had been in the job for less than a month when he took to the stage for a high-profile press conference in Beijing on Wednesday....
...The China Securities Regulatory Commission took the view that the role some quant funds played contributed to a further erosion of investor confidence, according to one person familiar with its thinking....
...They get stuck in regulatory purgatory....
...Agreements in the EU are brokered by a complex system of trade-offs between the bloc’s parliament, its council of member state leaders, and the bureaucrats in the European Commission....
...On Tuesday evening, the Chinese Securities Regulatory Commission said companies that do not respond to an official push to increase dividend payouts will not face mass delistings....
...Investors were also heartened by a Chinese Securities Regulatory Commission statement on Tuesday that companies that do not respond to an official push to increase dividend payouts will not face mass delistings...
...He described the regulatory process for approving mergers as “hit and miss”, with the Australian Competition and Consumer Commission only scrutinising a portion of takeovers each year....
...China’s Securities Regulatory Commission said in a statement that BNP Paribas’ securities business had been approved in Shanghai with registered capital of Rmb1.1bn ($150m)....
...One analyst coined the term “Cointucky Derby” to describe how the new ETFs shot out of the gate once the Securities and Exchange Commission reluctantly fired its regulatory starting gun, early in the new...
...It added that “significant experience with Nordic legislative and regulatory advocacy is needed”....
...“What we’ve done is exactly to help investment in the industry, to help them keep their competitive edge,” said an EU commission spokesperson....
...The Financial Conduct Authority last month said it would investigate certain commissions charged on car financing deals dating back a decade, saying the agreements gave lenders and dealers incentives to...
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
...In the US, Federal Trade Commission chair Lina Khan has private equity acquisition strategies in her sights....
...The Communist party’s central committee replaced Yi Huiman with Wu Qing, a senior official who made a name for himself cracking down on brokerages, as China Securities Regulatory Commission chair and party...
...Close Brothers has suspended its dividend because of uncertainty about the impact of a regulatory probe into motor financing deals, as lenders struggle to quantify the likely impact of a review analysts...
...A UK regulatory review into motor finance commissions extends that stigma to the sector’s lenders....
...Taiwan’s Financial Supervisory Commission has confirmed that Yuanta, the market’s largest ETF provider, had set a new fundraising record, the third time it has been broken this month, amid a fundraising...
...In 2021, the FCA banned discretionary commission arrangements, where car dealers are able to set the interest rates in customer contracts....
...The regulator launched an investigation in January into historic discretionary commission agreements on car loans, a practice that allowed car dealers to set their own interest rate on repayment plans until...
...Keeping it in the family has never seemed like such a regulatory burden....
...The watchdog, which closely monitors Europe’s energy market for adverse developments, plays a lead role in co-ordinating national regulatory bodies....
...Three hedge fund industry groups are suing the US Securities and Exchange Commission over new rules for the $27tn Treasury market, arguing the measures will unfairly subject their members to regulation as...
...The China Securities Regulatory Commission did not immediately respond to requests for comment. Bloomberg first reported Ant’s bid....
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