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...The main body for clearing Treasury trades is the Fixed Income Clearing Corporation....
...Lawyers say both rules are likely to trigger imminent challenges from corporations and Republican states that will argue the rulemaking exceeds the federal government’s constitutional powers — and expect...
...“[The SEC] just ignored the need to harmonise globally and . . . that’s a nightmare for issuers,” said Allison Herren Lee, a lawyer at Kohn, Kohn & Colapinto and a former SEC commissioner....
...“We have long been an advocate of transparency in short selling and have been an active supporter of the SEC’s rules and enforcement efforts designed to monitor and prohibit naked short selling.”...
...With more leeway from the SEC, environmentalists and human rights campaigners have become more aggressive with their shareholder proposals....
...“We plan to . . . continue to target malign actors, money launderers, fraudsters, executives and corporations who use cryptocurrency to commit their crimes,” Nicole Argentieri, acting assistant attorney-general...
...In 2022, the SEC warned accounting firms to exercise great caution around investments from private equity firms....
...The SEC charges in June had Binance’s chief compliance officer saying: “We are operating as a fking unlicensed securities exchange in the USA bro.”...
...In July, DWAC agreed to pay an $18mn penalty to the SEC to settle fraud charges stemming from its initial public offering....
...“What Exxon is trying to do here is to really try to fundamentally shift the balance of corporate power between corporations and their investors by making investors think twice about exercising their rights...
...Berkshire also exited its investments in payments business StoneCo, insurers Globe Life and Markel Corporation, and homebuilder DR Horton....
...Pre-IPO shareholders who are swapping their units are entitled to 85 per cent of the benefits realised by the corporation....
...The DTCC’s Fixed Income Clearing Corporation, or FICC, is responsible for Treasury clearing, and Barclays estimates that FICC’s volumes would double as a result of the SEC’s proposed rule....
...The US Depository Trust and Clearing Corporation recently asked members and interested parties about a possible reform that the SEC had announced last September....
...Digital World Acquisition Corporation said it has reached “an agreement in principle” with the US Securities and Exchange Commission’s division of enforcement in a filing on Monday....
...The outcome could harm the health of the markets and increase the cost of borrowing for consumers, corporations, and the U.S. government....
...In securities filings this week, US oil company Chevron disclosed a potential hang-up for its pending $53bn all-stock acquisition of smaller rival, Hess Corporation....
...From a December press release: Liberty Media Corporation (“Liberty Media” or “Liberty”) (Nasdaq: LSXMA, LSXMB, LSXMK, FWONA, FWONK, LLYVA, LLYVK) and Sirius XM Holdings Inc....
...Go deeper: Scott Chipolina and Brooke Masters explain what Grayscale’s win means for the SEC and the future of bitcoin ETFs. 4....
...When banks fail, there’s something called the Federal Deposit Insurance Corporation, and it has a fund which rescues banks and insures the deposits of average Americans....
...Their assets have the highest rating, thanks to the SEC registration and overcollateralisation. Good for them!...
...While the entity was taken private two years ago for $5.9bn, outstanding preference shares require it to continue filing quarterly reports with the SEC....
...a deal to pump more than $1bn into New York Community Bancorp to rescue the US regional lender that quickly fell into financial trouble after acquiring Signature Bank from the Federal Deposit Insurance Corporation...
...Michela Tindera So obviously, the SEC is a proponent of all this, and it sounds like FICC is taking it pretty seriously. But what are critics saying?...
...In recent decades, buyout groups such as Blackstone, KKR, Apollo and TPG have transformed from clubby partnerships into publicly traded corporations with large public market valuations....
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