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Fund management
Ex-BlueBay pair trigger quant race with raids on rivals
...Other former BlackRock managing directors to join BlueCove include Ralph Smith, Michael Harper, Benoy Thomas and Heather DeGarmo. BlueCove has brought in Ian Howard as head of engineering....
November 25, 2018
Asia-Pacific companies
BofAML settles SEC claims over sale of shares in Chinese software company
...The Securities and Exchange Commission said on Thursday that the bank’s broker-dealer, Merrill Lynch, Pierce, Fenner & Smith, had brokered the sale of almost 3m Longtop shares “despite red flags indicating...
March 8, 2018
FT Live
Future of Asset Management Europe
New fund firm models for Europe's resurgence
Tuesday, 12 NovemberLondon, UK
Investments
Legal battles loom between broker-dealers and departing advisers
...The Protocol for Broker Recruiting was signed in 2004 by UBS Financial Services, Citigroup Global Markets, and Merrill Lynch, Pierce, Fenner & Smith....
March 22, 2018
Q&ACapital markets
Money managers shake up ETF landscape
...The top five institutional players in ETFs are: Merrill Lynch, Pierce, Fenner & Smith, a subsidiary of Bank of America; Morgan Stanley Smith Barney; Goldman Sachs Private Banking; Wells Fargo Advisors; and...
March 22, 2016
Women in business
Corporate peak still out of reach for most women
...As Mildred Pierce, Joan Crawford set up a restaurant chain....
March 5, 2015
beyondbricsOil
Mexico and the unexpected virtue of tightening
...Copyright © 2015 Merrill Lynch, Pierce, Fenner & Smith Incorporated. Back to beyondbrics...
April 1, 2015
FT Live
Global Private Banking Awards 2024
Celebrating excellence in wealth management
Thursday, 7 NovemberThe Landmark London, London, UK
beyondbricsCentral banks
Guest post: don’t let Argentina become another Venezuela
...Copyright © Merrill Lynch, Pierce, Fenner & Smith Incorporated. Back to beyondbrics...
October 10, 2014
beyondbricsGold
Guest post: why Venezuela should not default
...Copyright © 2014 Merrill Lynch, Pierce, Fenner & Smith Incorporated....
September 12, 2014
beyondbricsMergers & Acquisitions
Investors not liking Banorte’s plans for a $3bn share offering
...Banorte’s loan was provided by a syndicate of lenders, including Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, JP Morgan Securities and The Bank of Tokyo-Mitsubishi....
June 12, 2013
UK companies
FinnCap overtakes Cenkos on Aim clients
...WH Ireland was also one of the biggest winners of new clients in the quarter, adding five more to push it ahead of Seymour Pierce in the Morningstar rankings....
October 29, 2012
Fund management
Hedge fund gentleman wages Argentine war
..., Fenner & Smith 1995 Senior vice-president, Lehman Brothers 1998 Founder, chief investment officer and managing partner, Gramercy...
January 13, 2013
Capital markets
NY Fed sells $1.9bn tranche of AIG assets
...Merrill Lynch Pierce Fenner & Smith, a unit of Bank of America, emerged as the winner in Wednesday’s auction, beating out five rival Wall Street bidders....
June 14, 2012
UK equities
Miners feel brunt of bearish notes
July 16, 2012
US & Canadian companies
Maiden Lane III sale moves complex assets
...Some of these same counterparties, such as Goldman Sachs, Deutsche Bank, Barclays and Bank of America, through its Merrill Lynch Pierce Fenner & Smith unit, now have the chance to buy back these securities...
April 18, 2012
US & Canadian companies
Small-caps: MXC chief share buy lifts Coms
...Seymour Pierce said it had not been expecting such progress so quickly with Navistar....
February 2, 2012
FT Live
Commodities Asia Summit
Enabling decarbonisation in a time of disrupted trade flows
Wednesday, 6 NovemberSingapore
My PortfolioJohn Lee
Shares horizon remains murky
...Still, there was better news from Concurrent Technologies, Delcam, Fenner, Park Group and Wynnstay. Two important new holdings that I acquired in 2011 were Balfour Beatty and Smiths News....
January 11, 2012
Stock exchange consolidation
NYSE intensifies futures battle with CME
...NYSE said on Tuesday that ABN Amro Clearing Chicago, Citigroup Global Markets and Merrill, Lynch, Pierce, Fenner & Smith were becoming clearing members of New York Portfolio Clearing, its clearing house...
August 16, 2011
Mergers & Acquisitions
My Portfolio: Performance updates
...A number of other holdings have performed well since April, mainly on the back of results and trading statements: Ensor, Fenner, MS International, Nichols, Northbridge Industrial, Park Group, and PZ Cussons...
July 29, 2011
Investments
“I always wanted to own a railway”
...The first bought Fenner in March 2009 at 34.45p – it is currently £3.80....
June 24, 2011
US downturn
BofA primary dealer revisits Wall St’s past
...A famous name from Wall Street’s past has re-emerged as Bank of America’s official broker-dealer platform in the US: Merrill Lynch Pierce Fenner & Smith....
November 1, 2010
FT AlphavilleStacy-Marie Ishmael
Google and Twitter v the investment banks
...In the most recent series of developments, BarCap, Merrill, Morgan and Pierce, Fenner & Smith Inc filed suit against the site in March....
June 22, 2010
Mergers & Acquisitions
Takeover rumours lift Tullow as Footsie edges up
...for the quarter ending in August remain relatively weak but are likely to be better we suspect than market expectations and better than the previous quarter,” said Freddie George, an analyst at Seymour Pierce...
September 6, 2010
UK banks
Smith & Nephew receives a boost from takeover talk
...Smith & Nephew provided a welcome distraction for traders who were swamped by results statements on one of the busiest reporting days of the year....
August 27, 2009
FT AlphavilleTracy Alloway
More bad news from Merrill, squawkbox edition
...., March 11, 2009 — The Securities and Exchange Commission today charged Merrill Lynch, Pierce, Fenner & Smith Inc. with securities laws violations for having inadequate policies and procedures for controlling...
March 11, 2009
FT AlphavilleEquities
Snap news
..., Home Retail, Inmarsat, Morrison, Parity Group, RCG, ROK, Smiths News, UTV Media,...
March 12, 2009

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