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Morgan Stanley
The slow-burning fuse underneath Morgan Stanley
...The firm has made a number of well-timed and well-priced acquisitions like those of Smith Barney and the E*Trade broker network. But it’s also been acquiring brokers team by team....
July 20, 2023
Due Diligence
The most influential global dealmaker of 2020 Premium content
...Barney....
October 9, 2020
FT Live
Global Private Banking Awards 2024
Celebrating excellence in wealth management
Thursday, 7 NovemberThe Landmark London, London, UK
Inside BusinessPatrick Jenkins
MUFG v Nomura: which global strategy has worked better?
...But under Mr Gorman the US bank has itself become far less focused on investment banking thanks to an expanded asset and wealth management business, fuelled by the acquisition of Smith Barney, formerly part...
July 31, 2017
Financial Advice
Wirehouses in decline as advisers seek independence
...Some of the original buzz stemmed from turmoil at the big companies after 2008, with Smith Barney being sold to Morgan Stanley and Merrill Lynch to Bank of America....
June 17, 2015
US & Canadian companies
McKinsey flags threat to bank wirehouses
...Four firms dominate: Morgan Stanley – which bought Smith Barney two years ago and whose chief executive, James Gorman, is a former McKinsey partner – UBS, Wells Fargo and Merrill Lynch, which is owned by...
July 9, 2014
US & Canadian companies
Morgan Stanley fined $5m over IPO sales
...Morgan Stanley Smith Barney neither admitted nor denied the charges, but consented to Finra’s findings....
May 6, 2014
FT Live
Global Wealth Management Summit
Recalibrating business for multi-generational private clients
Wednesday, 6 November222 Marylebone Road, London NW1 6JQ, United Kingdom
US & Canadian companies
Morgan Stanley chief reaps benefit of integration
...More than any of the other deals, the Morgan Stanley-Smith Barney transaction was transformational....
April 29, 2014
LexUS & Canadian companies
Morgan Stanley: ripeness is all
...That was still true for Morgan Stanley....
January 17, 2014
US & Canadian companies
Trading boosts Morgan Stanley earnings
...Morgan Stanley’s adjusted earnings per share strip out an 8 cents loss tied to its acquisition of Smith Barney, the retail brokerage that it has been buying from Citigroup, and a 6 cents gain from an accounting...
July 18, 2013
Fund management
The sound of silence from US fund houses
...It is not so strange to see companies sitting on cash, says Donald Robinson, chief executive of Palladiem and a former chief investment officer at Smith Barney and BNY Mellon’s Lockwood Advisors....
September 8, 2013
FT AlphavilleHedge funds
The great diversification bait and switch
...There’s a ton of killer stats in there, including examples like the Morgan Stanley Smith Barney Spectrum Technical LP fund....
October 9, 2013
FT AlphavilleJoseph Cotterill
The Pandit years
...More to the point, Citi’s had a rough time closing the Smith Barney transaction with Morgan Stanley, taking a $2.9bn hit when it lost a valuation dispute....
October 16, 2012
US & Canadian companies
Smith Barney brokers consider suit
...Morgan Stanley Smith Barney (MSSB) brokers are considering seeking damages over a new trading platform that they claim is losing them clients....
September 7, 2012
US & Canadian companies
Citigroup takes $2.9bn hit on Smith Barney sale
...rest of Citi’s 49 per cent stake in Smith Barney by June 2015....
September 11, 2012
US & Canadian companies
MSSB rolls out trading platform upgrade
...Morgan Stanley Smith Barney has launched the first significant upgrade of its new trading platform in an attempt to address some of the problems identified by frustrated financial advisers....
September 9, 2012
FT Live
Financial Adviser Service Awards 2024
Who gives you 5 star service?
Thursday, 14 NovemberNatural History Museum, Cromwell Road, London, UK
FT AlphavilleCardiff Garcia
Pricing a breakup, MS and Citi edition
...So Morgan gets Smith Barney for a price closer to its liking while Citi dumps another non-core business and improves its capital ratios — and stakeholders of both banks can be relieved the dispute is behind...
September 11, 2012
US & Canadian companies
Citi faces potential of loss on Smith Barney
...Citi disclosed in a regulatory filing on Thursday that Morgan Stanley had valued Morgan Stanley Smith Barney, the retail brokerage, at 60 per cent less than had Citi, which values its 49 per cent stake at...
July 20, 2012
FT AlphavilleJoseph Cotterill
The Closer
...of Smith Barney....
October 16, 2012
US & Canadian companies
M Stanley fund lures retail investors
...The fund is being offered to Morgan Stanley Smith Barney’s “sophisticated” investors....
August 24, 2012
US & Canadian companies
Revamp doubt as Morgan Stanley trade hit
...Stanley Smith Barney....
July 19, 2012
US & Canadian companies
Morgan Stanley to raise stake in Smith Barney
...Morgan Stanley Smith Barney has been beset by technical difficulties as it tries to meld computer systems from various legacy companies....
May 31, 2012
Fund management
New tactical game needs skills that are in short supply
...Morgan Stanley Smith Barney offers a raw case study....
September 9, 2012
Judgment CallWork & Careers
Do preapproved tweets miss the point?
...THE PROBLEM Morgan Stanley Smith Barney has announced that it will allow its financial advisers to use Twitter and LinkedIn, providing they tweet from a library of pre-written messages....
June 26, 2012
US downturn
Alpha and Cabot lead energy surge in US
...Morgan Stanley, which owns 51 per cent of Smith Barney, is exercising its right to acquire an additional 14 per cent from Citigroup, which owns the rest of the shares....
September 11, 2012
US & Canadian companies
Morgan Stanley green light for Twitter
...The approval follows a year-long trial in which 600 Morgan Stanley Smith Barney advisers were allowed to use the sites....
June 24, 2012

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