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...The SEC, Finra and the Sifma, the industry lobby group for brokers, declined to comment....
...Lemonade relies on advertising for growth because it sells cover directly to customers rather than through insurance brokers....
...Broker Numis expects earnings per share to rise to 20.7p in 2025....
...Proponents in the UK range from brokers to grocery delivery....
...In August 2016, Stifel brokers’ compliance departments discovered that the products were being recommended beyond their intended holding period, the order stated....
...Talent agency UTA has parted with veteran Hollywood power broker Michael Kassan, sparking a bitter legal battle over differing allegations about the use of a $950,000 “special expenses” fund....
...Japanese brokers are focusing on stocks primed to benefit if Donald Trump returns to the White House and the US-China relationship deteriorates even further, as global interest mounts in Japan’s rising equity...
...That, at least, was the allegation made by Northwest Biotherapeutics in a suit filed against seven broker-dealers including Virtu and Ken Griffin’s Citadel Securities in late 2022....
...Already FalconX, one of the world’s largest crypto prime brokers, has said it will let clients post Buidl as collateral....
...The broker also alleged that Alcan had deleted text messages after the company launched an investigation....
...Morningstar publishes its own estimates, which it admits are “conservative” and only include third-party model providers, not broker-dealers or wirehouses....
...Because TMTG has become relatively expensive to short, or bet against, “brokers have a significant financial incentive to lend non-existent shares”, Nunes said....
...Under the rules, all purchases or sales of Treasuries by broker-dealers or interdealer brokers will have to be routed through a clearing house from December 2025, while most repo trades must be cleared from...
...Brokers confirm that individuals have been pouring new money into them, but that as much as 80 per cent of the flows are going to yen-denominated products that give exposure to US and other foreign equities...
...That should enable it to broker up to $1bn in loans to small and medium sized enterprises in the next 18 months, and the same amount annually, according to Rohit Arora, co-founder and chief executive....
...Washington D.C., March 18, 2024 — The Securities and Exchange Commission today announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false...
...That’s despite Paris being home to Europe’s largest transport-infrastructure project, a 15-year scheme that began in 2015 and aims to double the size of the Métro....
...It’s a very important index for building overall market sentiment, even if institutional money follows other indices,” said one Tokyo-based broker....
...It has expanded into clearing and risk and pricing technology and bought rival broker ED&F Man Capital Markets last year....
...Hunterbrook accused UWS, a mortgage lender, of cultivating loyal mortgage brokers while telling customers they were independent....
...“The investor base for the funds reflects a variety of shareholder types, including direct retail investors, clients represented by independent financial advisers, broker-dealers, employer-sponsored retirement...
...Already, several of the major broker-dealers have approved bitcoin ETFs for sale on their platforms — although Vanguard has, notably, declined to offer any of the products....
...Anyone who has skill to answer that question doesn’t need help from a broker’s projections....
...On the first day of the trade show, just as I was heading into the metro station, a staff member asked everyone to leave because the train had “unexpectedly” halted operation....
...Stacom, whose father, Matthew, was a leading broker at Cushman & Wakefield, began her career in the firm’s mailroom when she was 15....
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