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...Regulators are looking into the level of thoroughness of the investigations Morgan Stanley conducted around the source of clients’ wealth and their financial activity. Read more here...
...The probes of the wealth management division are the latest regulatory scrutiny faced by Morgan Stanley following a long-running federal investigation into its block trading business....
...“This action is the first in an ongoing collaborative effort with the US Department of Justice, Federal Bureau of Investigation, and our international partners targeting LockBit,” the Treasury said....
...We’re always going to have to be kind of on the balls of our feet.” Wray said Volt Typhoon was just the tip of the iceberg and was one of many such efforts by the Chinese government....
...to communicate with the buy-side in advance of block trades and trained its employees on those policies; (v) MORGAN STANLEY has no prior criminal history of any kind, including no prior NPA or DPA; and...
...“This action is the first in an ongoing collaborative effort with the US Department of Justice, Federal Bureau of Investigation, and our international partners targeting LockBit,” the Treasury said in a...
...Morgan Stanley agreed to pay $249mn to settle long-running federal investigations into misconduct at its block trading business, as one of its former top investment bankers admitted to leaking confidential...
...Morgan Stanley has also yet to resolve a high-profile US investigation over its handling of bulk sales of stock....
...[MUSIC PLAYING] A federal investigation into Morgan Stanley just got a lot bigger. And new regulations could force billions of dollars out of prime money market funds....
...Here’s more from the FT analysis of federal campaign data....
...James Politi Well, I mean, I think, you know, Biden has promised that if he wins and he has the majorities that he needs, he’s gonna look for a bill in Congress to codify Roe v Wade into federal law, which...
...Bank of America, Johnson & Johnson and Morgan Stanley report earnings. Five more top stories 1....
...Fighting back tears, McGonigal appealed to the court for leniency, saying he had a “deep sense of remorse and sorrow” for betraying the confidence of those closest to him and damaging the reputation of the...
...The Federal Bureau of Investigation’s field office in Buffalo, New York, said it is “investigating a vehicle explosion at the Rainbow Bridge, a border crossing between the US and Canada in Niagara Falls”...
...Markets will “take off” as the US Federal Reserve turns to interest rate cuts, outgoing Morgan Stanley chief executive James Gorman predicted in a wide-ranging interview with the Financial Times....
...Porter is not the first hooper to be hit with a ban for gambling, but he is the first to face the music since 2018, when the US federal prohibition of sports wagering was struck down....
...Under Congress governments, its opponents, including Modi, referred to India’s Central Bureau of Investigation as the “Congress Bureau of Investigation”....
...Wray also highlighted the death of a six-year-old Muslim child in Illinois earlier this month, which the FBI is probing as a federal hate crime....
...The role of special counsel is meant to insulate particularly sensitive Department of Justice investigations from accusations of political bias by choosing someone, often from outside the bureau — but familiar...
...Three more US regulators have opened investigations into Morgan Stanley’s wealth management division and how it handles potentially risky clients, according to a person familiar with the matter....
...On Friday, the investment bank resolved long-running federal investigations from the SEC and Department of Justice into misconduct at its block trading business....
...Here’s what we know about the investigation. 3....
...Take a break from the news V-necks have been verboten for as long as most of us can remember, writes Teo van den Broeke....
...of its systems....
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