Hints and tips:
Related Special Reports
...Its de facto central bank, the Hong Kong Monetary Authority, this month hosted a finance conference attended by 300 senior financiers from global companies, including Goldman Sachs’s David Solomon and Morgan...
...A proposed class action against UWM, its holding company and its chief executive Mat Ishbia was filed later on Tuesday....
...Morgan Stanley declined to comment....
...I said this to the staff of the SEC and to Gensler, which is you think that Schwab, Fidelity, Vanguard, Morgan Stanley, E-TRADE, they need to be told where to send their retail orders, like they don’t have...
...The editorial team can be reached at techasia@nex.nikkei.co.jp....
...Dechert has hired Brian Miner as a partner in its corporate and securities practice group. He joins from Schulte Roth & Zabel, where he co-chaired its M&A and securities group....
...The deal allowed Credit Suisse to cut its holdings of such assets from $75bn to $20bn. Apollo rebranded the business as Atlas....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...proven to be inaccurate or misleading in any material respect; The filing, an annex to the group’s annual 10-K report last March, is an “amended and restated” (though clearly not by enough) credit and security...
...Auto analyst Basudeb Banerjee at ICICI Securities said Ola Electric’s market share is likely to shrink but “for Ola to operate at about 20, 25 per cent sustainable market share in e-scooters is definitely...
...Rising interest rates have created hundreds of millions of dollars in potential losses for the bank in its securities holdings....
...Trading in the nine new ETFs and Grayscale Investments’ converted $28bn bitcoin trust exceeded $4bn across the New York Stock Exchange, Nasdaq and Cboe exchanges, a day after they received approvals from the Securities...
...At the end of each quarter, those with at least $100mn in assets under management must disclose their equity holdings....
...It owns a minority equity stake worth less than $150mn, according to securities filings, and generates tens of millions of dollars in management fees from the trust annually....
...He was previously employed at the banks Morgan Stanley, Barclays and Lehman Brothers....
...“The financial sector is grappling with an escalating onslaught from cybercriminals,” says Tris Morgan, managing director of security at telecoms group BT....
...Research has shown that the ETF’s mechanism for handling requests to redeem underlying securities leads to lower tax burdens than mutual funds....
...A senior specialist, who also asked to remain nameless for security reasons, says they can now produce about 10 to 15 items per month....
...Smart reads Tough act to follow Morgan Stanley’s soon-to-be chief Ted Pick faces a challenge most Wall Street CEOs would envy, the FT’s Brooke Masters writes: keeping up the winning streak....
...The other businesses included Nuveen Securities and Fifth Third Securities. Nuveen and Baird said they were pleased to have resolved the matter....
...Job moves Disney has appointed outgoing Morgan Stanley chief executive James Gorman and former Sky chief executive Jeremy Darroch to its board of directors....
...It has been talking with investment banks including Evercore, Goldman Sachs and Morgan Stanley over its future strategy at a time when a golden era for private equity fundraising and dealmaking has ended...
...Tiger’s funds have borrowed hundreds of millions of dollars from Apollo in recent years to fund investments in private companies, according to securities filings....
...The more widely-known Citadel Securities reportedly generated revenues of about $7.5bn in 2022, and $4.5bn in the nine months through September 2023. Wot losers....
...The most controversial element of the Credit Suisse takeover was that it included bondholders holding $17bn of additional tier one securities being wiped out....
International Edition