Hints and tips:
...The Securities and Exchange Commission’s long-awaited, contentious rule is a pillar of chair Gary Gensler’s agenda....
...In a submission to the Federal Trade Commission, a US agency that works in the interests of American consumers and is proposing a ban on non-compete clauses, she described being caught by a restriction while...
...In parallel, a bipartisan grouping of US senators recently expressed “deep concerns” over the proposed listing in a January letter to the Securities and Exchange Commission....
...Last year, Securities and Exchange Commission chair Gary Gensler vowed that the regulator would be the “cop on the beat” policing the “Wild West” of the cryptocurrency industry....
...But that’s not really an issue for syndicated loans: they’re only sold to institutional investors, and therefore would likely be exempt from registration requirements whether they are deemed to be securities...
...commodities as defined herein; (vi) applying for registration or claiming exemption from registration with the Commission in any capacity, and engaging in any activity requiring such registration or exemption...
...Commission....
...The probe stems from a letter the House Committee on Oversight and Reform sent to the Federal Trade Commission and a number of state attorneys-general, which alleged the team withheld revenues due to visiting...
...The Securities and Exchange Commission, Wall Street’s top cop, filed a parallel civil action against the trio....
...The Securities and Exchange Commission has charged 11 people in an alleged $300mn crypto pyramid scheme, highlighting how authorities are ramping up their enforcement in digital asset markets....
...The Bahamas “was looking for other options, and here came crypto”, said Jack Blum, a defence attorney who serves as a senior adviser to the Tax Justice Network, an advocacy group....
...The former Coinbase staffer said through his attorney that he was “innocent of all wrongdoing”....
...“It’s a fairly major crackdown,” said David Rosenfeld, an associate professor at Northern Illinois University and a former SEC attorney, noting that Morgan Stanley and Merrill Lynch paid $15mn and $2.5mn...
...The disciplinary regime must be satisfactorily reformed . And all judges affected by rulings of the disciplinary chamber must have the right to have their case reviewed by the replacement chamber....
...Skadden has hired John Kocoras, former first assistant United States attorney for the Northern District of Illinois, as a partner in its litigation group, based in Chicago....
...The clampdown came after the Securities and Exchange Commission threatened to sue the crypto exchange Coinbase if it launched a yield-bearing product and as authorities in five states pursue another crypto...
...State and federal regulators argue that these crypto lending products can be defined as an “investment contract”, making them a security and requiring issuers to undergo formal registration and post additional...
...The FT’s finding echoes what an independent commission found 30 years ago when it examined the Los Angeles Police Department following the Rodney King beating....
...Sir Geoffrey Cox, a Conservative MP and former attorney-general, represented the BVI government at the inquiry....
...At a Louis Vuitton store in Oak Brook, Illinois, 14 people stuffed large plastic bags with clothing and other goods worth more than $120,000 in November....
...led Oh to quit as enforcement chief of the US Securities and Exchange Commission....
...The Commodity Futures Trading Commission also brought civil charges against Mr Hayes, Mr Delo and Mr Reed, as well as five entities behind BitMEX, for failing to register with the agency and not implementing...
...The Malaysian attorney-general is seeking fines of more than $3bn from Goldman subsidiaries and its former bankers, in a criminal case....
...Tammy Duckworth, an Iraq war veteran and Illinois senator, and Jack Reed, the top Democrat on the Senate armed services committee, are viewed as long-shot candidates if Mr Biden wants to put a politician...
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