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...“There are many successful professionals across the City who are also in positions of trust and this outcome should be a wake-up call to them that trust is there for a reason, it is not there to be abused...
...Other regulators, including Ofgem, the Financial Conduct Authority and the Prudential Regulation Authority, have internal audit capability requirements, the CIIA said in its letter....
...of Pension Professionals....
...Richard Moriarty, chief executive of the Financial Reporting Council, told the Financial Times that it would not be a failure if Deloitte, EY, KPMG and PwC still audited almost all of the FTSE 100 by the...
...It also applies to European financial regulators....
...Richard Moriarty, chief executive of the Financial Reporting Council, said on Tuesday that there were “serious gaps” in its regulatory toolkit and asked for more powers to bring it in line with watchdogs...
...Letters in response to this article: FDIC Swiss stance — case of pot calling kettle black / From Alex J Pollock, Senior Fellow, Mises Institute, Lake Forest, IL, US FDIC has a short memory / From Christos...
...Now in a stronger position thanks to the much-changed health of Ireland’s financial sector, they have accused the CBI of being bureaucratic and of taking an overly intrusive, combative approach....
...The Financial Reporting Council said on Monday that it had imposed the fine on the Big Four firm for failing to meet audit requirements during its review of M&C Saatchi’s accounts for the year to December...
...The Financial Conduct Authority said on Monday it would “not object” to the creation of bitcoin and ethereum-backed exchange traded notes for professional investors....
...Even Southwest is the result of numerous acquisitions. The financial market may be smarter than antitrust lawyers, as Spirit’s share price immediately declined by 50 per cent after the ruling....
...Chemours, which was spun out of Dupont in 2015, said it was examining how working capital was managed, and how that affected financial metrics on which executive bonuses were based....
...Jupiter sold the cryptocurrency ETP holding for $2,570,670, at a loss of $834, according to a financial statement. The firm has made up the difference, according to a spokesperson....
...Companies should not face a “one-way ratchet” of ever-increasing regulation, the head of the UK’s accounting watchdog said, as he unveiled a reduced slate of new rules for directors that falls well short...
...Mis-selling scandals by supposedly professional financial advisers abound, especially when the incentives are distortive — just think of the £50bn PPI scandal that led to millions of Britons buying high-commission...
...Rishi Sunak’s government also worries about UK pension funds’ severe neglect of domestic equities. Yet the thrust of this move to lighter touch regulation is quixotic....
...“That’s our A-game,” she told the Financial Times....
...However, industry figures have criticised the UK’s Financial Conduct Authority for limiting their availability to “professional investors” and continuing with its ban on retail investors buying crypto ETPs...
..., rather than as a traditional financial service....
...As a result, I am destined forever to see echoes of the financial crisis everywhere. Call it professional PTSD....
...of PRA rules and regulations.”...
...*Ignites is a news service published by FT Specialist for professionals working in the asset management industry. Trials and subscriptions are available at ignites.com....
...There are calls for regulation. The British Chambers of Commerce has joined a lobby group worried about the development of US-style litigation culture....
...The House of Commons culture, media and sport committee on Wednesday published a report on remuneration and working conditions for professional creatives....
...While the results of the sting were shocking, there were no regulations or even ethical rules that clearly require lawyers — or other corporate service providers — to “know their customers”....
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