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...In response to questions from the Financial Times, the European Commission said: “We are indeed looking at the compliance packages of all gatekeepers, including Apple....
...Citi bankers have had to file some call logs in the past for compliance reasons but have not previously had to do so to track performance....
...“Our rules — like any other exchange — are approved by the SEC and provide companies with specified criteria and procedures to maintain compliance,” said a Nasdaq spokesperson....
...But Spotify said at the time that Apple’s compliance was a “complete and total farce”....
...In recent months, provincial and city-level finance ministries have pushed out dozens of notices on the new guidance, trying to ensure compliance among thousands of purchasers....
...“I’m certainly going to make sure that we have an organisation, particularly from the finance perspective, that has a robust set of processes, procedures, compliance that we can be in a position if [an IPO...
...By March next year, these companies will also need to publish a compliance report to show how they are obeying the law....
...Vanguard, after being told of the contents of the CPA report, said the asset manager maintained “the highest levels of compliance with all applicable laws and regulations”....
...Work continued with an added $106-an-hour “special inspector” on site to monitor compliance....
...If found guilty of non-compliance, companies face hefty fines that could amount to up to 10 per cent of their global turnover....
...In August 2016, Stifel brokers’ compliance departments discovered that the products were being recommended beyond their intended holding period, the order stated....
...EU officials are studying the first compliance reports of these companies to determine which will be the first to be subjected to infringement proceedings to force full compliance, people with knowledge...
...Without accusing any of them of manipulation, Nunes asked Nasdaq what steps it could take to “foster transparency and compliance by ensuring market makers are adhering to” US securities rules....
...This is a hardship posting for professional managers; all they can do is wait it out and hope for that a compliance scandal or major cardiac event gets rid of the Big Dog....
...Apple iPhones can be purchased at stores across Iran, although they have to be brought into the country individually or in batches because the California technology giant does not do business there in compliance...
...Google and Meta are also likely to face investigations over their DMA compliance plans, these people said....
...The EU said the bloc can launch a non-compliance procedure against any company covered by the DMA as soon as the March deadline expires....
...Boeing created a product and services safety group, also reporting to the chief engineer, and appointed Beth Pasztor, the safety, security and compliance vice-president for Boeing’s commercial plane business...
...“We will consider the full extent of our enforcement authority to ensure Boeing is held accountable for any non-compliance,” he added....
...The move comes as big tech companies are facing a March 2024 deadline to come into compliance with the European Commission’s new Digital Markets Act, which could require Apple to open iMessage up to rivals...
...Compliance, for example. Shares in Nasdaq dropped 13 per cent in morning trading in New York after the tech-focused exchange operator announced its $10.5bn purchase of compliance software firm Adenza....
...The French government this week submitted proposals for a wider “shrinkflation” labelling campaign at supermarkets, which officials hope to launch in March, to authorities in Brussels to ensure compliance...
...A version of this article was first published by Nikkei Asia on February 2. ©2024 Nikkei Inc. All rights reserved....
...recently in a filing to the Securities and Exchange Commission that it would have to make changes to its App Store in the EU, due to the bloc’s new Digital Markets Act, which has a March deadline for legal compliance...
...It does not alter or detract from our firm commitment to complying with the DMA, and we will continue to work constructively with the European Commission to prepare for compliance.”...
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