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...speaking to the Serious Fraud Office about the issue in the coming weeks, after the new SFO director Nick Ephgrave said this month he would like to pay whistleblowers for information, a common practice in the US...
...His biggest win was about £55,000 in profit on trades in US food company Snyder’s-Lance....
...The FCA said the move would give fund managers “greater freedom in how they pay for research, supporting their investment decisions”, and bring the UK more in line with EU and US rules on paying for investment...
...Britain in the slow lane The FCA’s latest move has caused some in the industry to hope the barriers to crypto investing will be lowered in the UK; though the US and other jurisdictions are moving at a much...
...If not for the US intervention, he added, there was no guarantee Nvayo would have registered on the FCA’s radar. The FCA imposed severe restrictions on Nvayo in August after Scanlon’s arrest....
...Co-ordinating the objectives of the FCA, the Department for Work and Pensions and the Department for Education would be a good start....
...Nonetheless, the end of the FCA’s blanket ban on crypto ETPs brings it a fraction more in line with continental Europe, Australia, Brazil, Canada and the US, which already boast crypto ETPs....
...Neil Swift, partner at law firm Peters & Peters, said the FCA would be “delighted” to have secured a conviction “after a period of relative inactivity in terms of criminal enforcement”....
...The trades were placed via accounts held with Halifax Share Dealing, Hargreaves Lansdown and IG, and included shares in the US-listed consumer goods group Snyder’s-Lance and broadcaster HSN....
...In 2021 the FCA banned crypto-related derivatives, which included exchange traded products, owing to concerns over the amount of leverage, or borrowing, available to consumers....
...The FCA has now closed its investigation into OAM, Rathi wrote to the Treasury committee this month....
...The US has followed suit most recently with spot bitcoin ETFs, prompting Hong Kong to say it will also jump on board....
...If US money backs pre-IPO funding rounds, those investors will push companies to list in the US....
...basis,” said Kate Tuckley, head of consumer investments at the FCA on a webinar in December....
...In the face of rising financial crime, the FCA is working with the government and others to clamp down on the misuse of financial services....
...The FCA’s proposals are a response to government concerns about the decline in the number of initial public offerings in London....
...The FCA said: ‘It is vital we are accountable to parliament for the role it has given us. We look forward to engaging with the committee.’ The PRA declined to comment....
...A novel element of the regime, which exceeds similar rules in the EU and US, is the FCA’s proposal for retail sustainable funds to adopt a fund label describing the fund’s sustainability approach....
...So why did they do this to us? For what reason? What is the charge? “Asking for memes”? Succulent FCA memes?...
...The brothers made profits in the region of £140,000 from their dealing, according to prosecutor Peter Carter KC, acting for the FCA....
...Gambling company Flutter is preparing a US listing, opening the door for it to follow suit....
Mohammed Zina and his brother are accused of insider trading and fraud by the UK’s FCA
...There are currently $242bn of funds in the UK marketed as “sustainable”, according to data provider Morningstar Direct, compared with $290bn in the US and nearly $2tn in the rest of Europe....
...The regulatory bodies need robust enforcement policies — this is what US prosecutors have, and it works....
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