Hints and tips:
...restated” (though clearly not by enough) credit and security agreement....
...the Securities and Exchange Commission....
...New documents posted this week with the Securities and Exchange Commission in the US shed some light over how the deal eventually got done, and why it took so long....
...The Securities and Exchange Commission once suggested changing rules by raising the reporting threshold. But Lex approves of transparency. 13Fs are an important tool in the investor’s arsenal....
...But in a case called Gustafson v....
...On Friday the US Securities and Exchange Commission charged Morgan Stanley and its former equity syndicate desk head Pawan Passi with fraud in the conduct of block trading business....
...NYSE has been trying for more than two years to get regulatory approval from the Securities and Exchange Commission to permit the listing and floor trading of ETFs that in turn invest in securities that...
...Sir Tim Barrow, Britain’s former ambassador to the EU and now Sunak’s national security adviser, is said to have played a key role in “calming nerves”....
...Harris’s venture, too, will manage assets for annuity and insurance industry clients, according to a filing with the US Securities and Exchange Commission on Friday....
...Spac Research compiles the data based on quarterly 13F filings with the Securities and Exchange Commission from companies with at least $100m in equity holdings....
...The US Securities and Exchange Commission is seeking to compel hedge funds and private equity groups to disclose quarterly performance and fees charged to investors, as the agency pushes back against activities...
...and Exchange Commission....
...Jay Clayton, former Securities and Exchange Commission chief, joined Apollo’s board in February, a month before he was named as the firm’s chair....
...Dalio’s comments come after Gary Gensler, chair of the US Securities and Exchange Commission, called on Congress for more regulatory powers to deal with the “Wild West” of cryptocurrencies....
...The manager plans to launch a fund that will hold and track the performance of bitcoin, according to a disclosure filed with the Securities and Exchange Commission....
...Though the US Securities and Exchange Commission received six “substantive complaints” from 1992 onwards, its examiners were charmed by Madoff’s “plausible” explanations, a later investigation found....
...Apollo has also been adding independent directors to its board, including chair Jay Clayton, who until December was in charge of the US Securities and Exchange Commission....
...Apollo has added several new independent directors including Jay Clayton, the former chair of the US Securities and Exchange Commission. Clayton replaced Black as Apollo’s chair....
...Jay Clayton, the former US Securities and Exchange Commission chair, will become non-executive chair, a role that Apollo had previously indicated that Black intended to keep....
...It also provides another shot at redemption for chief executive Larry Culp, who has dealt with a leadership shake-up, dividend cuts and a US Securities and Exchange Commission investigation since he took...
...The bankruptcy court had approved such a share sale, but concerns from the Securities & Exchange Commission ultimately dissuaded Hertz from moving forward. Knighthead declined to comment....
...Now, four years later, we have the closest thing yet to an answer: in a statement to the Shanghai stock exchange this weekend, Hainan Airlines Holding Co said that “self-investigations” revealed billions...
...But both Hong Kong’s Securities and Futures Commission and the Hong Kong Monetary Authority played down suggestions of any official campaign or survey of financial institutions relocating out of the territory...
...The media magnate offers a platform to sceptical voices in Australia and stands accused of holding significant sway in this arena, Simon Kuper writes....
...Job moves Jay Clayton, the former Sullivan & Cromwell attorney, is stepping down as chairman of the US Securities and Exchange Commission at the end of the year....
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