Hints and tips:
Showing results for Department of Professional and Finanacial Regulation
Related Special Reports
...“Our quality and compliance department conducts thorough environmental, quality and other internal audits, throughout the year,” the company said....
...Most countries have regulations that restrict direct-to-consumer advertising of prescription-only medicines although some, including the US and New Zealand, allow the practice....
...“There are many successful professionals across the City who are also in positions of trust and this outcome should be a wake-up call to them that trust is there for a reason, it is not there to be abused...
...funds industry and its sizeable cluster of post-Brexit EU outposts....
...The landmark lawsuit filed on Thursday in federal court in New Jersey by the US Department of Justice, along with a bipartisan group of 16 state and district attorneys, accuses the group of imposing contractual...
...He also said there had been a “significant improvement in audit quality” over the past five years, adding: “We’re not anti-regulation....
...Sell-side research is often derided, but even if you disregard the investment recommendations (as almost all professional investors do), it still has value....
...*Ignites Europe is a news service published by FT Specialist for professionals working in the asset management industry. Trials and subscriptions are available at igniteseurope.com....
...The US Department of Justice has been investigating McKinsey’s work for several years, according to the person, and a grand jury has now been set up in Virginia to hear evidence....
...Cath Burnet, head of audit at KPMG UK, said: “We are committed to dealing with, and learning from, our past cases and regret that aspects of our 2018 audit of M&C Saatchi plc fell short of required standards...
...When Robert Wachter, chair of the Department of Medicine at the University of California, San Francisco, reflects on the extent to which healthcare jobs will be disrupted by artificial intelligence, he recalls...
...The UK business of professional services firm KPMG revealed this in a groundbreaking analysis of the career paths of 16,500 of its partners and employees it published just over a year ago....
...of the Dodd-Frank regulation....
...“My intuition, based on Trump’s continued expressions of suspicion about the big tech information sector, is that he would likely turn to his justice department and say: ‘Carry on,’” he said....
...The UK Department for Business and Trade has been accused by a Lords’ committee of hampering an inquiry into the performance of regulators, fuelling concerns over the accountability of government bodies...
...similar entities to disclose beneficial ownership information to the US Department of the Treasury for the first time — won’t make a difference....
...The Financial Conduct Authority said on Monday it would “not object” to the creation of bitcoin and ethereum-backed exchange traded notes for professional investors....
...Apple’s iPhone is one of the world’s most innovative and popular gadgets. With more than 1bn daily users, it has created a whole new industry and forms of digital behaviour....
...The ICAEW said it could not comment on whether any matter was being considered by its professional conduct department....
...The number of large US companies missing deadlines to file their annual reports has jumped this year, leaving investors in the dark as executives and their auditors wrestle with accounting problems and weaknesses...
...The House of Commons culture, media and sport committee on Wednesday published a report on remuneration and working conditions for professional creatives....
...The deal with the US aerospace manufacturer will resolve nearly 200 violations of the Arms Export Control Act and the International Traffic in Arms Regulations laws, the US state department said on Thursday...
...transactions” of leveraged and inverse ETPs and ETFs, the order stated....
...Companies House on Monday embarked on an ambitious reform plan as new regulations came into effect under the Economic Crime and Corporate Transparency Act....
...Many of the justice department’s high-profile crypto indictments have been accompanied by parallel complaints by the SEC....
International Edition