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US Securities and Exchange Commission
Hedge fund groups sue SEC in effort to block short-selling rules
...Three industry groups on Tuesday told the US federal appeals court for the fifth circuit that the Securities and Exchange Commission had taken an “arbitrary and capricious” approach when adopting two measures...
December 12, 2023
ETF HubLatest news on ETFs
UK regulator to allow crypto-related securities
...ETNs are debt securities that track an underlying asset but are traded and settled through a central market entity like a stock exchange and securities depository....
March 11, 2024
FT Live
Crypto and Digital Assets Summit
Connecting leaders in crypto with mainstream finance
Wednesday, 8 MayLondon
Cryptocurrencies
SEC seeks $2bn from Ripple Labs over sales of crypto tokens
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
March 26, 2024
Exchange traded funds
Cboe asks SEC for green light to list multi-share class funds
...Cboe Global Markets has asked the Securities and Exchange Commission to allow companies to list exchange traded fund shares of their existing US mutual funds, a rule change sought by several large asset...
April 5, 2024
ReviewPhotography
Photo City exhibition review — photography and the metropolis in conversation at V&A Dundee
...Photo City: How Images Shape the Urban World at the V&A Dundee is a terrific exploration of the exchanges between the ways cities have been photographed and of how those images have shaped the subsequent...
April 11, 2024
Chinese politics & policy
China removes head of market regulator as it battles stock meltdown
...The Communist party’s central committee replaced Yi Huiman with Wu Qing, a senior official who made a name for himself cracking down on brokerages, as China Securities Regulatory Commission chair and party...
February 7, 2024
FT Live
Infrastructure Investment in Latin America and the Caribbean
Identifying opportunities for investors and asset managers
Wednesday, 12 June237 Park Avenue, New York, NY, USA
The Big Read
Has Gensler’s SEC pushed Wall Street too far?
...It is dated 1934, the year the Securities and Exchange Commission was established to regulate markets....
February 19, 2024
Skechers USA Inc
Skechers’ family troubles
...In last night from the SEC: The Securities and Exchange Commission today [Thursday] announced that Skechers U.S.A....
March 8, 2024
BNP Paribas SA
BNP Paribas gets green light for fully owned Chinese securities venture
...China’s Securities Regulatory Commission said in a statement that BNP Paribas’ securities business had been approved in Shanghai with registered capital of Rmb1.1bn ($150m)....
April 15, 2024
Cryptocurrencies
Hong Kong digital assets exchange warns over viability of city’s new crypto rules
...from the US Securities and Exchange Commission....
April 12, 2024
Hungary
Brussels accuses Hungary of breaching EU rules with security law
...The four biggest parliamentary groups wrote to commission president Ursula von der Leyen in December to condemn the €10bn package for Budapest, arguing the security law will override the judicial reforms...
February 7, 2024
Bitcoin
The SEC approved Bitcoin ETFs. The European Central Bank is not happy
...Grab your popcorn, the European Central Bank’s gone studs-up on the Securities & Exchange Commission....
February 22, 2024
Special ReportFTfm: Exchange Traded Funds
How European investors can ride the bitcoin ETF wave
...Since January, when the US Securities and Exchange Commission approved “spot” bitcoin ETFs — which hold the actual currency, rather than futures contracts on it — 11 have been launched by firms including...
March 25, 2024
Fund regulation
Managers to shut or convert $220bn of US money market funds before rule change
...and Exchange Commission rules come into effect in early October, imposing a mandatory fee on large redemptions....
April 11, 2024
News updates from March 11: Brussels eyes up to €3bn in frozen Russian assets for Ukraine; Biden proposes higher taxes
UK regulators to allow crypto-related securities
...UK regulators have said that they will not object to the creation of cryptocurrency-related securities, following similar moves by supervisors in other markets....
March 11, 2024
FT Live
US Pharma and Biotech Summit
Strategies for innovation, pricing and access
Thursday, 16 MayNew York, NY, USA
Bitcoin
Bitcoin swings sharply after false claim that SEC approved ETFs
...Prices of cryptocurrencies swung sharply on Tuesday after a false post on the US Securities and Exchange Commission’s official X account claimed the regulator had approved the first-ever US spot bitcoin...
January 10, 2024
Special ReportFTfm: Exchange Traded Funds
Financial advisers seek guidance on recommending bitcoin ETFs
...One analyst coined the term “Cointucky Derby” to describe how the new ETFs shot out of the gate once the Securities and Exchange Commission reluctantly fired its regulatory starting gun, early in the new...
March 25, 2024
Lyft Inc
Lyft pays $10mn to settle probe into Icahn’s stake sale ahead of IPO
...Ride-hailing app Lyft has agreed to pay a $10mn penalty to the Securities and Exchange Commission to settle an investigation into disclosures relating to the sale of Carl Icahn’s stake in the company ahead...
September 18, 2023
News updates from October 19: Jordan pauses US Speaker bid, Canada to pull dozens of diplomats from India
London Stock Exchange investigation halts trades on certain securities
...The London Stock Exchange is investigating an incident, limiting trade only to FTSE 100, FTSE 250 and global depositary receipts securities....
October 19, 2023
Ant Group
Ant Group bids against Citadel Securities for Credit Suisse’s China unit
...The China Securities Regulatory Commission did not immediately respond to requests for comment. Bloomberg first reported Ant’s bid....
February 26, 2024
News updates from March 7: Sweden joins Nato; Powell says Fed ‘not far’ from having confidence to cut rates
Australian regulator fines stock exchange over 8,000 rule breaches
...The Australian Securities and Investments Commission, the companies regulator, said ASX’s misconduct was “serious” as it failed to detect an issue with the configuration of its systems that was not providing...
March 7, 2024
ETF HubLatest news on ETFs
SEC ‘caution’ extends Vanguard’s ETF share class monopoly
...But Securities and Exchange Commission concerns about potential conflicts of interest between the mutual fund and ETF share classes and a busy rulemaking agenda were combining to extend the wait for a decision...
March 7, 2024
US Securities and Exchange Commission
SEC says false bitcoin post came after phone number was switched
...A false post on the official X social media page of the US Securities and Exchange Commission that prematurely claimed it had approved new bitcoin investment products appeared after a hacker took control...
January 22, 2024
Cyber Security
SolarWinds faces SEC lawsuit after 2020 hack
...SolarWinds, the IT company breached by Russian hackers as part of a sprawling espionage campaign in 2020, has been sued by the US Securities and Exchange Commission....
October 30, 2023
Cryptocurrencies
Terraform Labs and Do Kwon found liable for fraud in SEC case
...The civil verdict, handed down after a nine-day trial in Manhattan federal court, is a win for the US Securities and Exchange Commission as the regulator has unleashed a crackdown on the cryptocurrency sector...
April 5, 2024

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