Hints and tips:
Related Special Reports
...Caroline Crenshaw expressed the toughest criticism, arguing it lacked “important” disclosures. “To be crystal clear . . . this is not the rule I would have written,” she said....
...“Today’s rule is better for investors than no rule at all,” said commissioner Caroline Crenshaw. “But while it has my vote, it does not have my unencumbered support.”...
...Caroline Crenshaw, one of the SEC’s three Democratic commissioners, dissented, saying the approvals were “unsound and ahistorical” and put the regulator on “a wayward path that could further sacrifice investor...
...Fellow SEC Commissioner Caroline Crenshaw, who dissented from the approval, warned that spot markets remained open to fraud and manipulation....
...Commissioner Caroline Crenshaw pushes back, calling arguments like Peirce’s “the sophisticated straw man”....
.../ From Caroline ffrench-Hodges, London SW7, UK...
...Caroline Crenshaw, a commissioner of the Securities and Exchange Commission, said in a speech on Monday that an exemption from extensive disclosure that was carved out for smaller businesses had come to...
...SEC: Securities and Exchange Commission commissioner Caroline Crenshaw will deliver the keynote address at a securities regulation conference hosted by Northwestern University’s Pritzker School of Law in...
...Since then, officials from regulators, including the Securities and Exchange Commission‘s Caroline Crenshaw, as well as Massachusetts’ top securities regulator, Commonwealth Secretary William Galvin, have...
...SEC commissioner Caroline Crenshaw said regulatory changes adopted in 2019 had relaxed the approval process for new ETFs but policymakers had not anticipated the updated rules would pave the way for leveraged...
...The SEC’s Caroline Crenshaw on IPOs and SPACs. Investing in innovation using patent data. What Elon should do if he is serious about free speech....
...That’s raising a host of thorny questions, as SEC commissioner Caroline Crenshaw highlighted in a speech last week....
...“The more complex the product, and the more opaque the structure, the harder it is for investors to price the risks,” warns commissioner Caroline Crenshaw, who this week called on her colleagues to update...
...But certain terms, such as “growth”, bring an industry expectation, said Commissioner Caroline Crenshaw....
...The US regulator had been warned by experts in the sector about “problems with offset verification, accuracy, and quality”, SEC commissioner Caroline Crenshaw said....
...“10b5-1 plans were developed to help ensure executives don’t unfairly trade on inside information,” Democratic SEC commissioner Caroline Crenshaw said....
...Caroline Crenshaw said that the current boom had “highlighted a process with significant conflicts of interest and a host of misaligned incentives”, while Gary Gensler, the chair, noted that Spacs’ popularity...
...Commissioners Allison Herren Lee and Caroline Crenshaw, however, suggested that any new rules would cover ETPs that are not regulated by the Investment Company Act, such as exchange traded notes, commodity...
...Allison Herren Lee and Caroline Crenshaw, two of the SEC’s five commissioners, also issued a joint statement on Monday, supporting Gensler’s push for stricter rules....
...Crenshaw, SEC commissioner, said in an interview....
...In an interview with the Financial Times, Securities and Exchange Commission Democratic commissioner Caroline Crenshaw said a key question for the Wall Street regulator was whether brokers’ “incentives are...
...The Democrats in the commission’s minority, Allison Herren Lee and Caroline Crenshaw, opposed the changes, saying in a statement they would introduce “more opportunity for uncertainty and error”....
...A second commissioner, Caroline Crenshaw, also criticised the decision and pointed out that the SEC was aware of many instances of significant losses incurred as a result of retail investors buying leveraged...
...But the SEC’s two Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, dissented from the vote, as they called for the agency to act more explicitly on diversity metrics and climate risk....
...The White House has not yet named his successor, but it is expected to nominate Caroline Crenshaw, an adviser to Mr Jackson, according to a source familiar with the matter....
International Edition