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...Proponents in the UK range from brokers to grocery delivery....
...In August 2016, Stifel brokers’ compliance departments discovered that the products were being recommended beyond their intended holding period, the order stated....
...Talent agency UTA has parted with veteran Hollywood power broker Michael Kassan, sparking a bitter legal battle over differing allegations about the use of a $950,000 “special expenses” fund....
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...ETFs accounted for 51 per cent of underlying assets at the end of last year, up from 46.7 per cent in early 2022, according to data from Broadridge Financial Solutions, a financial technology company, which...
...But Camarate was sceptical that an artificial intelligence lending solution would make a real difference to local banks’ appetite to lend to small businesses: “Honestly, you don’t need AI....
...Continental European commercial property insurance prices rose at the start of the year for the 22nd consecutive quarter, according to an index from broker Marsh....
...The solution seemed straightforward: separate research costs from trading commissions....
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...That, at least, was the allegation made by Northwest Biotherapeutics in a suit filed against seven broker-dealers including Virtu and Ken Griffin’s Citadel Securities in late 2022....
...Brooks Friederich, principal director of investment solutions strategy at Envestnet, says that advisers are looking to ‘gatekeepers’ like him for guidance....
...Already FalconX, one of the world’s largest crypto prime brokers, has said it will let clients post Buidl as collateral....
...The rule, United said, “appears to be a solution in search of a problem”....
...The broker also alleged that Alcan had deleted text messages after the company launched an investigation....
...Qatar, along with the US and Egypt, is mediating between Israel and Hamas in an attempt to broker an agreement that leads to a temporary truce during which Hamas would release the remaining 136 hostages....
...Start-up companies are moving to seize a slice of the lucrative business of distributing shareholder voting materials from Broadridge Financial Solutions, which for years has dominated the market in the...
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...The board said short-term credit or overdrafts, swing pricing and anti-dilution levies could add to fund expenses, while broker costs could increase when the firm seeks an extension of the T+1 settlement...
...Because TMTG has become relatively expensive to short, or bet against, “brokers have a significant financial incentive to lend non-existent shares”, Nunes said....
...The deal’s prospectus notes that Sotheby’s Financial was founded back in 1988 to enable “its clients worldwide to unlock liquidity in fine art, luxury items, and other collectibles through financing solutions...
...The SEC, Finra and the Sifma, the industry lobby group for brokers, declined to comment....
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