Hints and tips:
...This led to 381 customer accounts’ receiving unsuitable recommendations to hold these products beyond their intended use, the order stated....
...Talent agency UTA has parted with veteran Hollywood power broker Michael Kassan, sparking a bitter legal battle over differing allegations about the use of a $950,000 “special expenses” fund....
...Across the US market as a whole, ETFs only account for 31 per cent of the $26.5tn held in collective vehicles....
...accounts instead....
...A third and still unquantified factor is the potentially large yen-selling pressure created by the January 1 expansion of Japanese government’s tax-exempt investment accounts....
...Hunterbrook accused UWS, a mortgage lender, of cultivating loyal mortgage brokers while telling customers they were independent....
...Those are sold through brokers, who charge up to 6 per cent commission and, unlike 401k managers, are not required to act solely in the interest of the customer....
...Hargreaves Lansdown was one of at least 10 of the world’s largest brokers that found its systems overwhelmed....
...Shareholders can link their accounts across different brokerages that are clients so people can vote seamlessly in one place, said Chuck Callan, a senior vice-president for regulatory affairs at Broadridge...
...Virtu began life as a “prop” trader but is best known as a leading market maker for brokers such as Robinhood. Its institutional business pays brokers for those retail orders....
...The brokers’ concerns were mostly about iPhone sales. As well they might be: iPhone sales fell a bit in the fiscal year that ended in September....
...Walkers contended that only these three items should be taken into account....
...At 12:57 pm ET, an SEC-registered broker-dealer (“Broker A”), which was acting as an advisor to 10 Selling Shareholder A, sent Passi a BWIC email for 3 million shares of MEDP, which included the following...
...Particularly for Peel Hunt, one of Victoria’s corporate brokers....
...to Bob “Chip” Roberts IV and Bill “Scooter” Williams V....
...It added certain account debtors within the scheme either “have no outstanding indebtedness” to Liberty Commodities, “do not recognise the relevant receivable” or “have no transaction history whatsoever”...
...There is $7.6tn of client money on its platform across over 34mn active brokerage accounts, 2.4mn retirement plan accounts and 1.7mn banking accounts. Oh, and its asset management arm controls $755bn....
...Taking growth into account, “you’ll probably find India attractive and profitable”, he said....
...The brokers had about 43mn retail accounts in 2020, but that number had jumped 120 per cent to about 94mn by the end of 2021. Growth has slowed since the end of the pandemic....
...JPMorgan was both broker and custodian to the firm....
...These prime brokers provide hedge funds with lending to boost returns and derivatives to protect against losses....
...as Goldman Sachs funding the payouts with leftover cash from its account....
...s=46&t=uS_p1jt3N5TYYYWqkDeEiw Also 15 November 2022: “Bnk To The Future (the ‘Company’) announces that its previously announced non-binding letter of intent with SALT Blockchain, Inc....
...The second thing you do in stock markets is make sure that there’s a lot of transparency, so that customers can hold intermediaries to account and you can see how much you’re paying....
...In Europe, it plans to open three data centres to store data from more than 150mn European accounts locally, rather than in the US and Singapore....
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