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...London-headquartered Informa declined to comment on how many applications may have been improperly denied, or whether the employee has faced any disciplinary action....
...Gary Gensler, chair of the Securities and Exchange Commission, said in an interview on Friday that the so-called dealer rule his agency passed this month is more focused on big high-speed trading firms than...
...On the reason for the delay, an SEC spokesperson said “As the Chair has said, the Commission moves to adopt rules only when the staff and the Commission think they are ready to be considered....
...The US Securities and Exchange Commission on Tuesday delayed a vote scheduled for Wednesday on whether to adopt a new rule that would bring more high-speed traders and hedge funds in the $26tn Treasury market...
...The consumer champion surveyed 1,530 attorneys, and one in three said they found the registration process “somewhat” or “very difficult”....
..., West Virginia’s attorney-general, said after his state and others including Alabama and Georgia filed their case last month....
...The Securities and Exchange Commission’s long-awaited, contentious rule is a pillar of chair Gary Gensler’s agenda....
...The US Securities and Exchange Commission is seeking $2bn in penalties from Ripple Labs after a US federal court found the cryptocurrency group had violated securities laws by improperly selling some tokens...
...“He Wenzhong . . . is suspected of serious violations of discipline and law and is currently undergoing disciplinary review and supervisory investigation,” the Communist party’s Central Commission for Discipline...
...The US Securities and Exchange Commission has put on hold a rule that for the first time required company disclosures on climate risks, a setback for what had been one of the agency’s most long-awaited and...
...The case was brought by Michael Ketchmark, the attorney who last year won a $1.8bn verdict against the National Association of Realtors including HomeServices over commissions paid by Missouri homeowners...
...The case was brought by Michael Ketchmark, the attorney who last year won a $1.8bn verdict against the National Association of Realtors and brokers including HomeServices over commissions paid by Missouri...
...The number of bankruptcies rose 0.6 per cent in the fourth quarter of 2023, according to the European Commission, after falling 9.4 per cent between the second and third quarters....
...Grewal said: “For all of crypto’s promises, the lack of registration and compliance have very real consequences for real people.”...
...In parallel, a bipartisan grouping of US senators recently expressed “deep concerns” over the proposed listing in a January letter to the Securities and Exchange Commission....
...His comments came after the government revealed on Monday that Chinese hackers were behind two malicious cyber campaigns that targeted UK parliamentarians and Britain’s Electoral Commission....
...attorney working on the case....
...Last year, Securities and Exchange Commission chair Gary Gensler vowed that the regulator would be the “cop on the beat” policing the “Wild West” of the cryptocurrency industry....
...Reuters has reported that the Securities and Exchange Commission could notify applicants this week whether they have received approval to launch, and that the first rollouts could occur by January 10....
...Further reading— US law firms hand out bonuses and raise pay despite slowdown (FT)...
...outside attorney hired by her office....
...The commission said growth was expected to pick up in 2025, rising to 1.5 per cent in the eurozone and 1.7 per cent in the EU....
...number and an address....
...On Friday, the Securities and Exchange Commission charged the bank and the former head of its US equity syndicate desk, Pawan Passi, with fraud....
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