Hints and tips:
...The Securities and Exchange Commission’s long-awaited, contentious rule is a pillar of chair Gary Gensler’s agenda....
...“Should JBS fail to cure any such disclosure deficiencies, we would ask that the SEC decline to declare the company’s registration effective.”...
...Last year, Securities and Exchange Commission chair Gary Gensler vowed that the regulator would be the “cop on the beat” policing the “Wild West” of the cryptocurrency industry....
...In New York, for example, the Attorney General is currently arguing that Ether is a security under New York’s own Waldstein test, first articulated in 1936....
...or claiming exemption from registration with the Commission in any capacity, and engaging in any activity requiring such registration or exemption from registration with the Commission . . . and (vii) acting...
...The probe stems from a letter the House Committee on Oversight and Reform sent to the Federal Trade Commission and a number of state attorneys-general, which alleged the team withheld revenues due to visiting...
...The Securities and Exchange Commission, Wall Street’s top cop, filed a parallel civil action against the trio....
...The Securities Commission of the Bahamas declined a request for an interview....
...The disciplinary regime must be satisfactorily reformed . And all judges affected by rulings of the disciplinary chamber must have the right to have their case reviewed by the replacement chamber....
...But in September, the New Jersey attorney-general’s office ordered the company to stop issuing interest-bearing cryptocurrency products....
...“Financial companies operating in the cryptocurrency marketplace are on notice,” Andrew Bruck, the state’s acting attorney-general, said on Friday....
...Sir Geoffrey Cox, a Conservative MP and former attorney-general, represented the BVI government at the inquiry....
...He said: “A reasonable attorney would have reviewed the deposition video before making serious allegations about another attorney’s professional conduct.”...
...The Commodity Futures Trading Commission also brought civil charges against Mr Hayes, Mr Delo and Mr Reed, as well as five entities behind BitMEX, for failing to register with the agency and not implementing...
...The Malaysian Securities Commission said on Thursday it had issued a “show cause” letter to Goldman, a document that typically requires companies to explain why they should not face disciplinary action for...
...Kahn of the law firm Gibson Dunn & Crutcher are the attorneys for Wirecard and its executives in the suit....
...Paul Manafort, the former Trump campaign chairman who was then a lobbyist for Ukraine, advised the government to commission the report to head off the criticism....
...The Commodity Futures Trading Commission, the main US derivatives regulator, in its most recent fiscal year brought 26 enforcement actions involving manipulative, deceptive or falsely reported trades, the...
...In a report, attorney Nobuaki Kobayashi said he sold 35,841 bitcoin — worth $313m at today’s exchange rates....
...Once we conclude our investigation, strong disciplinary actions will be taken against anyone we determine to have violated our policies and/or our Code of Conduct.”...
...The seller pays the sales commission (typically 5 per cent) and attorney’s fees (which range from 1.5 to 3.5 per cent) — and a 5 per cent transfer tax, regardless of how long they have owned it....
...In Michigan, for example, a group called Voters not Politicians is seeking an independent citizens’ redistricting commission....
...If so, issuers have to comply with rules on registration, transparency and investor marketing that the SEC oversees....
...Attorneys expect regulators to keep the heat on finance companies, especially over how contractors manage their clients’ data....
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